141. Competent authorities should assess whether an investment firm: a. has put in place and tested …

Competent authorities should assess whether an investment firm:

• a. has put in place and tested contingency and business continuity plans to ensure that the investment firm reacts appropriately to emergencies and is able to maintain its critical business activities and functions if there is disruption to its ordinary business procedures;
• b. has adequately documented and implemented its contingency and business continuity plans.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/