+169. In assessing Risk-to-Client, competent authorities should take into account the different …
|
169. In assessing Risk-to-Client, competent authorities should take into account the different …
In assessing Risk-to-Client, competent authorities should take into account the different types of clients, and the nature and complexity of the investment firm’s activities regarding these clients. 6.3.2 Assessment of inherent Risk-to-Client
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
|