+169. In assessing Risk-to-Client, competent authorities should take into account the different …

169. In assessing Risk-to-Client, competent authorities should take into account the different …

In assessing Risk-to-Client, competent authorities should take into account the different types of clients, and the nature and complexity of the investment firm’s activities regarding these clients.

6.3.2 Assessment of inherent Risk-to-Client

1. Pārskats

,

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības

3. Saistītie standarti

Standarti
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/