177. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

Competent authorities should focus on these sources of inherent risk, where relevant:

• a. complexity of mandates, Investment Policy Statement (IPS) or strategies implemented;
• b. client profiles (sovereign funds, institutional investors, corporate or retail) and risk tolerance;
• c. asset classes of underlying portfolio;
• d. amount of assets under management.

Client money held (CMH)

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/