+177. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

177. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

Competent authorities should focus on these sources of inherent risk, where relevant:

  • a. complexity of mandates, Investment Policy Statement (IPS) or strategies implemented;
  • b. client profiles (sovereign funds, institutional investors, corporate or retail) and risk tolerance;
  • c. asset classes of underlying portfolio;
  • d. amount of assets under management.

Client money held (CMH)

1. Pārskats

,
Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/