+178. Competent authorities should assess the risk of losing client money and having to compensate …
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178. Competent authorities should assess the risk of losing client money and having to compensate …
Competent authorities should assess the risk of losing client money and having to compensate clients due to the mismanagement of client accounts by the investment firm.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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