180. Competent authorities should focus on these sources of inherent risk, where relevant: a. …

Competent authorities should focus on these sources of inherent risk, where relevant:

• a. account type (commercial bank deposit);
• b. agreement on investment firm access to client money;
• c. authorised investments policy for client money;
• d. omnibus or individual segregated accounts;
• e. client money traceability;
• f. amount of client money held and number of clients;
• g. currencies used to denominate client accounts.

Assets safeguarded and administered (ASA)

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/