+182. Competent authorities should focus on these sources of inherent risk where relevant: a. reuse …

182. Competent authorities should focus on these sources of inherent risk where relevant: a. reuse …

Competent authorities should focus on these sources of inherent risk where relevant:

  • a. reuse of collateral held;
  • b. liquidation rights on assets;
  • c. collateral depreciation;
  • d. delegations incoming from and out-coming to other financial entities;
  • e. types of assets;
  • f. operations or failure to perform operations on events linked to assets (vote for general assembly, coupon payment, rights issues). Client orders handled (COH)

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/