+20. Competent authorities may exempt an investment firm which is providing portfolio management or …
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20. Competent authorities may exempt an investment firm which is providing portfolio management or …
Competent authorities may exempt an investment firm which is providing portfolio management or investment advice on an ongoing basis when the investment firm manages assets which are delegated to it by other financial institutions.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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