+41. Competent authorities should put in place procedures requiring members of staff and members of …

41. Competent authorities should put in place procedures requiring members of staff and members of …

Competent authorities should put in place procedures requiring members of staff and members of their governance body to inform the competent authority of their intention to take up employment or accept any kind of contract for the provision of professional services with any institutions or entities falling under any of the following categories:

  • a) institutions subject to prudential supervision of the competent authority, including the direct or indirect parent undertakings, subsidiaries or affiliates of those institutions;

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/