+DORA Ch. I Art. 2 3.

1. Overview

DORA Ch. I Art. 2 3.

3.   This Regulation does not apply to:

  • (a) managers of alternative investment funds as referred to in Article 3(2) of Directive 2011/61/EU;
  • (b) insurance and reinsurance undertakings as referred to in Article 4 of Directive 2009/138/EC;
  • (c) institutions for occupational retirement provision which operate pension schemes which together do not have more than 15 members in total;
  • (d) natural or legal persons exempted pursuant to Articles 2 and 3 of Directive 2014/65/EU;
  • (e) insurance intermediaries, reinsurance intermediaries and ancillary insurance intermediaries which are microenterprises or small or medium-sized enterprises;
  • (f) post office giro institutions as referred to in Article 2(5), point (3), of Directive 2013/36/EU.

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
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