+Article 10 3.

Article 10 3.

Shares in undertakings other than financial sector entities shall not be included in the calculation specified in paragraph 1 where any of the following conditions is met:

(a) 

those shares are held temporarily during a financial assistance operation as referred to in Article 79 of Regulation (EU) No 575/2013;

(b) 

the holding of those shares is an underwriting position held for five working days or fewer;

(c) 

those shares are held in the own name of the investment firm and on behalf of others.

1. Overview

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1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards