+Article 38 6.

Article 38 6.

The following mitigating factors shall apply in respect of the fines referred to in paragraph 1:

(a) 

the infringement has been committed over a period of less than 10 working days;

(b) 

the entity's senior management can demonstrate that they have taken all measures necessary to prevent the infringement;

(c) 

the entity has brought quickly, effectively and completely the infringement to the Board's attention;

(d) 

the entity has voluntarily taken measures to ensure that a similar infringement cannot be committed in the future.

1. Overview

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1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards