162. Competent authorities may perform a less granular analysis for institutions which meet the …

Competent authorities may perform a less granular analysis for institutions which meet the conditions of the small trading book as set out in Article 94 of Regulation (EU) 575/2013. For institutions with immaterial exposures, the assessment should focus on the adequacy of the risk management and governance structure and the quality and effectiveness of systems and controls.

1. Resumen

1.1 Referencias

• Artículo 94 Excepción aplicable a carteras de negociación de pequeño volumen

1.2 Requisitos identificados

1.3 Estándares relacionados

2. Requisitos identificados

3. Estándares relacionados

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/