162. Competent authorities may perform a less granular analysis for institutions which meet the …

Competent authorities may perform a less granular analysis for institutions which meet the conditions of the small trading book as set out in Article 94 of Regulation (EU) 575/2013. For institutions with immaterial exposures, the assessment should focus on the adequacy of the risk management and governance structure and the quality and effectiveness of systems and controls.

1. Panoramica

1.1 Riferimenti

• Articolo 94 Deroga per piccole operazioni attinenti al portafoglio di negoziazione

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

3. Standard correlati

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/