383. In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities …

In accordance with Article 39(2), point (b) of Directive (EU) 2019/2034, competent authorities may require the investment firm to make adjustments to risk management and control arrangements, or to governance arrangements, to match the desired business model or strategy, by means including:

• a. adjusting the financial plan assumed in the strategy, if it is not supported by internal capital planning or credible assumptions;
• b. requiring changes to organisational structures, reinforcement of risk management and control functions and arrangements to support the implementation of the business model or strategy; and/or
• c. requiring changes to and reinforcement of IT systems to support the implementation of the business model or strategy.

1. Ülevaade

1.1 Viited

1.2 Tuvastatud nõuded

1.3 Seotud standardid

2. Tuvastatud nõuded

3. Seotud standardid

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