+78. Factors to be considered when conducting due diligence on a potential TPSP include, but are not …
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78. Factors to be considered when conducting due diligence on a potential TPSP include, but are not …
Factors to be considered when conducting due diligence on a potential TPSP include, but are not limited to: - a. its business model, nature, scale, complexity, financial soundness, ownership and group as well as organisational structure;
- b. operational and technical capability and track record, including, where possible, drawing on prior engagements or potential long relationships between the financial entity and the TPSP;
- c. whether the TPSP is a parent undertaking or subsidiary of the financial entity, is part of the accounting scope of consolidation of the institution, or is a member, or is owned by institutions that are members of the same institutional protection scheme to which the institution belongs;
- d. whether or not the TPSP is supervised by competent authorities.
1. Vue d’ensemble
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Réglementation |
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1.1 Références
1.2 Exigences identifiées
1.3 Normes associées
2. Exigences identifiées
Exigences
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Exigence |
3. Normes associées
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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