78. Factors to be considered when conducting due diligence on a potential TPSP include, but are not …

Factors to be considered when conducting due diligence on a potential TPSP include, but are not limited to:

• a. its business model, nature, scale, complexity, financial soundness, ownership and group as well as organisational structure;
• b. operational and technical capability and track record, including, where possible, drawing on prior engagements or potential long relationships between the financial entity and the TPSP;
• c. whether the TPSP is a parent undertaking or subsidiary of the financial entity, is part of the accounting scope of consolidation of the institution, or is a member, or is owned by institutions that are members of the same institutional protection scheme to which the institution belongs;
• d. whether or not the TPSP is supervised by competent authorities.

1. Översikt

1.1 Referenser

1.2 Identifierade krav

1.3 Relaterade standarder

2. Identifierade krav

3. Relaterade standarder

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