+Article 13 1.

Article 13 1.

Competent authorities of different Member States shall cooperate closely for the purposes of their duties pursuant to this Directive and to Regulation (EU) 2019/2033, in particular by exchanging information about investment firms without delay, including the following:

(a) 

information about the management and ownership structure of the investment firm;

(b) 

information about compliance with own funds requirements by the investment firm;

(c) 

information about compliance with the concentration risk requirements and liquidity requirements of the investment firm;

(d) 

information about the administrative and accounting procedures and internal control mechanisms of the investment firm;

(e) 

any other relevant factors that may influence the risk posed by the investment firm.

1. Vue d’ensemble

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1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences

3. Normes associées

Normes