+Article 49 3.

Article 49 3.

Member States shall ensure that competent authorities, before adopting a decision that may be important for other competent authorities’ supervisory tasks, consult each other on the following:

(a) 

changes in the shareholder, organisational or management structure of investment firms in the investment firm group, which require the approval or authorisation of competent authorities;

(b) 

significant sanctions imposed on investment firms by competent authorities or any other exceptional measures taken by those authorities; and

(c) 

specific own funds requirements imposed in accordance with Article 39.

1. Vue d’ensemble

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1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences

3. Normes associées

Normes