+Article 37 3.

Article 37 3.

The exposure value with regard to an individual client or group of connected clients shall not exceed:

(a) 

500 % of the investment firm’s own funds, where 10 days or less have elapsed since the excess occurred;

(b) 

in aggregate, 600 % of the investment firm’s own funds, for any excesses that have persisted for more than 10 days.

1. Vue d’ensemble

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1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences

3. Normes associées

Normes