+Article 10 10.

Article 10 10.

Where different firms work together in the distribution of a product or service, Member States shall ensure the investment firm with the direct client relationship has ultimate responsibility to meet the product governance obligations set out in this Article. However, intermediary investment firms shall:

(a) 

ensure that relevant product information is passed from the manufacturer to the final distributor in the chain;

(b) 

if the manufacturer requires information on product sales in order to comply with their own product governance obligations, enable them to obtain it; and

(c) 

apply the product governance obligations for manufacturers, as relevant, in relation to the service they provide.

1. Vue d’ensemble

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1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences

3. Normes associées

Normes