+Article 25q 2.

Article 25q 2.

When taking the decisions referred to in paragraph 1, ESMA shall take into account the nature and seriousness of the infringement, having regard to the following criteria:

(a) 

the duration and frequency of the infringement;

(b) 

whether the infringement has revealed serious or systemic weaknesses in the CCP's procedures or in its management systems or internal controls;

(c) 

whether financial crime has been occasioned, facilitated or otherwise attributable to the infringement;

(d) 

whether the infringement has been committed intentionally or negligently.

1. Vue d’ensemble

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Intitulé Réglementation

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences
Source Exigence

3. Normes associées

Normes
Source Exigence