+Article 40 2.

Article 40 2.

The Commission may consider the organisational and business conduct framework of a third country to have equivalent effect to the requirements of this Regulation where, within that framework, entities providing external review services are subject to the following:

(a) 

registration or authorisation and effective supervision and enforcement on an ongoing basis;

(b) 

adequate organisational requirements in the area of internal control functions;

(c) 

appropriate conduct of business rules.

1. Vue d’ensemble

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Intitulé Réglementation

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences
Source Exigence

3. Normes associées

Normes
Source Exigence