+Article 26 3.

Article 26 3.

A CSD shall maintain and operate effective written organisational and administrative arrangements to identify and manage any potential conflicts of interest between its participants or their clients and the CSD itself, including:

(a) 

the CSD’s managers;

(b) 

the CSD’s employees;

(c) 

the members of the CSD’s management body;

(d) 

any person with direct or indirect control over the CSD;

(e) 

any person with close links with any of the persons listed in points (a), (b) and (c); and

(f) 

any person with close links with the CSD itself.

A CSD shall maintain and implement adequate resolution procedures where possible conflicts of interest occur.

1. Vue d’ensemble

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1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences

3. Normes associées

Normes