+Article 66 3.

Article 66 3.

The records shall be retained on a medium that allows the storage of information in a way accessible for future reference by the competent authorities, and in such a form and manner that:

(a) 

the competent authorities are able to access them readily and to reconstitute each key stage of the processing of each portfolio transaction;

(b) 

corrections or other amendments, and the contents of the records prior to such corrections or amendments, may be easily ascertained;

(c) 

no other manipulation or alteration is possible.

1. Vue d’ensemble

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1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences

3. Normes associées

Normes