+Guidelines on criteria to assess other systemically important institutions (O-SIIs) (EBA/GL/2014/10)
---+3. EBA Guidelines on the assessment of O-SIIs
------+Status of these guidelines
------+Reporting requirements
------+Title I — Subject matter, scope and definitions
---------+1. The EBA is mandated to publish guidelines on the criteria to determine the conditions of …
---------+2. ‘Total assets’ has the meaning specified in Annex 1 Table 2.
---------+3. These guidelines are applicable to authorities designated by Member States pursuant to Article …
------+Title II — Scoring methodology for the assessment of the O-SIIs
---------+4. The relevant authority should assess EU parent institutions, EU parent financial holding …
---------+5. The assessment should be conducted on a yearly basis and should comprise two steps. In the first …
---------+6. The core set of criteria for the scoring of systemic importance should consist of: (a) size; (b) …
---------+7. The four criteria each consist of one or more mandatory indicators as set out in Table 1 of …
---------+8. Relevant authorities should calculate the score by (a) dividing the indicator value of each …
---------+9. Relevant authorities should designate relevant entities with a total score equal to or higher …
---------+10. Where the Member State’s banking system contains a large number of small institutions, relevant …
---------+11. Relevant authorities should include the indicator values of branches of institutions authorised …
---------+12. Relevant authorities may exempt investment firms from the application of the above methodology …
------+Title III — Supervisory assessment of O-SIIs
---------+13. Relevant authorities should assess whether further relevant entities should be designated as …
---------+14. During their assessment, relevant authorities should only apply indicators listed in Annex 1 or …
------+Title IV — Disclosure and notification
---------+15. Relevant authorities should publish an outline of the methodology for the supervisory …
---------+16. Relevant authorities should publish the scores of relevant entities designated as O-SIIs by 1 …
---------+17. When a relevant entity with a score of less than the threshold chosen pursuant to paragraph 9 …
---------+18. Relevant authorities should notify to the EBA the names and scores of all relevant entities …
------+Title V — Final provisions and implementation
---------+19. These guidelines apply as of 1 January 2015. Relevant authorities should implement the …
---------+20. By derogation from point 16, the O-SIIs designated in 2015 and their scores should be published …
---------+21. During 2015 and 2016, the EBA and relevant authorities should assess mandatory and optional …
---------+22. These guidelines, in particular the minimum mandatory framework, including the core set of …
------+Annex 1 — Mandatory indicators for the scoring
------+Table 1
---------+Criterion Indicators Weight
---------+activity
------+Table 2
---------+Indicator Scope Definition
---------+the EU
---------+the EU
---------+(notional) column
---------+liabilities
---------+outstanding
------+Annex 2 — Optional indicators
 English - European Union - Financial Industry -

Guidelines on criteria to assess other systemically important institutions (O-SIIs) (EBA/GL/2014/10)

Guidelines on criteria to assess other systemically important institutions (O-SIIs) (EBA/GL/2014/10)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/own-funds/guidelines-criteria-assess-other-systemically-important-institutions-o-siis – PDF

1. Forbhreathnú

,
3. EBA Guidelines on the assessment of O-SIIs

3. EBA Guidelines on the assessment of O-SIIs

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais

3. Caighdeáin ghaolmhara

Caighdeáin
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.