+Article 10 Resolution plans
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---+Article 10 4.
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Article 10 Resolution plans

1. Forbhreathnú

,
Article 10 1.
The resolution authority, after consulting the competent authority and after consulting the resolution authorities of the jurisdictions in which any significant branches are located insofar as is relevant to the significant branch shall draw up a resolution plan for each institution that is not part of a group subject to consolidated supervision pursuant to Articles 111 and 112 of Directive 2013/36/EU. The resolution plan shall provide for the resolution actions which the resolution authority may take where the institution meets the conditions for resolution. Information referred to paragraph 7(a) shall be disclosed to the institution concerned.
Article 10 2.
When drawing up the resolution plan, the resolution authority shall identify any material impediments to resolvability and, where necessary and proportionate, outline relevant actions for how those impediments could be addressed, according to Chapter II of this Title.
Article 10 3.

The resolution plan shall take into consideration relevant scenarios including that the event of failure may be idiosyncratic or may occur at a time of broader financial instability or system wide events. The resolution plan shall not assume any of the following:

(a) 

any extraordinary public financial support besides the use of the financing arrangements established in accordance with Article 100;

(b) 

any central bank emergency liquidity assistance; or

(c) 

any central bank liquidity assistance provided under non-standard collateralisation, tenor and interest rate terms.
Article 10 4.
The resolution plan shall include an analysis of how and when an institution may apply, in the conditions addressed by the plan, for the use of central bank facilities and shall identify those assets which would be expected to qualify as collateral.
Article 10 5.
Resolution authorities may require institutions to assist them in the drawing up and updating of the plans.
Article 10 6.
Resolution plans shall be reviewed, and where appropriate updated, at least annually and after any material changes to the legal or organisational structure of the institution or to its business or its financial position that could have a material effect on the effectiveness of the plan or otherwise necessitates a revision of the resolution plan.

For the purpose of the revision or update of the resolution plans referred to in the first subparagraph, the institutions and the competent authorities shall promptly communicate to the resolution authorities any change that necessitates such a revision or update.

Déanfar an t-athbhreithniú dá dtagraítear sa chéad fhomhír den mhír seo tar éis na ngníomhaíochtaí réitigh a chur chun feidhme nó tar éis feidhmiú na gcumhachtaí dá dtagraítear in Airteagal 59.

Agus na spriocdhátaí dá dtagraítear i bpointí (o) agus (p) de mhír 7 den Airteagal seo á leagan síos sna cúinsí dá dtagraítear sa tríú fomhír den mhír seo, déanfaidh an t-údarás réitigh an spriocdháta chun an ceanglas dá dtagraítear in Airteagal 104b de Threoir 2013/36/AE a chomhlíonadh a chur san áireamh.
Article 10 7.

Without prejudice to Article 4, the resolution plan shall set out options for applying the resolution tools and resolution powers referred to in Title IV to the institution. It shall include, quantified whenever appropriate and possible:

(a) 

a summary of the key elements of the plan;

(b) 

a summary of the material changes to the institution that have occurred after the latest resolution information was filed;

▼M8

(c) 

léiriú ar conas a d’fhéadfaí feidhmeanna criticiúla agus croílínte gnó a dheighilt go dlíthiúil agus go heacnamaíoch, a mhéid is gá, ó fheidhmeanna eile chun leanúnachas agus athléimneacht dhigiteach oibríochtúil a áirithiú i gcás mhainneachtain na hinstitiúide;

▼B

(d) 

an estimation of the timeframe for executing each material aspect of the plan;

(e) 

a detailed description of the assessment of resolvability carried out in accordance with paragraph 2 of this Article and with Article 15;

(f) 

a description of any measures required pursuant to Article 17 to address or remove impediments to resolvability identified as a result of the assessment carried out in accordance with Article 15;

(g) 

a description of the processes for determining the value and marketability of the critical functions, core business lines and assets of the institution;

(h) 

a detailed description of the arrangements for ensuring that the information required pursuant to Article 11 is up to date and at the disposal of the resolution authorities at all times;

(i) 

an explanation by the resolution authority as to how the resolution options could be financed without the assumption of any of the following:

(i) 

any extraordinary public financial support besides the use of the financing arrangements established in accordance with Article 100;

(ii) 

any central bank emergency liquidity assistance; or

(iii) 

any central bank liquidity assistance provided under non-standard collateralisation, tenor and interest rate terms;

(j) 

a detailed description of the different resolution strategies that could be applied according to the different possible scenarios and the applicable timescales;

(k) 

a description of critical interdependencies;

(l) 

a description of options for preserving access to payments and clearing services and other infrastructures and, an assessment of the portability of client positions;

(m) 

an analysis of the impact of the plan on the employees of the institution, including an assessment of any associated costs, and a description of envisaged procedures to consult staff during the resolution process, taking into account national systems for dialogue with social partners where applicable;

(n) 

a plan for communicating with the media and the public;

▼M3

(o) 

na ceanglais dá dtagraítear in Airteagal 45e agus 45f agus spriocdháta chun an leibhéal sin a bhaint amach i gcomhréir le hAirteagal 45m;

(p) 

i gcás ina bhfeidhmíonn an t-údarás réitigh Airteagail 45b(4), (5) nó (7), amlíne don chomhlíonadh don eintiteas réitigh i gcomhréir le hAirteagal 45m;

▼M8

(q) 

tuairisc ar oibríochtaí agus ar chórais bhunriachtanacha chun feidhmiú leanúnach phróisis oibríochtúla na hinstitiúide a chothabháil, lena n-áirítear córais gréasán agus faisnéise dá dtagraítear i Rialachán (AE) 2022/2554 ó Pharlaimint na hEorpa agus ón gComhairle ( 9 );

▼B

(r) 

where applicable, any opinion expressed by the institution in relation to the resolution plan.
Article 10 8.
Member States shall ensure that resolution authorities have the power to require an institution and an entity referred to in point (b), (c) or (d) of Article 1(1) to maintain detailed records of financial contracts to which it is a party. The resolution authority may specify a time-limit within which the institution or entity referred to in point (b), (c) or (d) of Article 1(1) is to be capable of producing those records. The same time-limit shall apply to all institutions and all entities referred to in point (b), (c) and (d) of Article 1(1) under its jurisdiction. The resolution authority may decide to set different time-limits for different types of financial contracts as referred to in Article 2(100). This paragraph shall not affect the information gathering powers of the competent authority.
Article 10 9.
EBA, after consulting the ESRB, shall develop draft regulatory technical standards further specifying the contents of the resolution plan.

EBA shall submit those draft regulatory technical standards to the Commission by 3 July 2015.

Power is delegated to the Commission to adopt the regulatory technical standards referred to in the first subparagraph in accordance with Articles 10 to 14 of Regulation (EU) No 1093/2010.

I gcomhréir le hAirteagal 10 de Rialachán (AE) Uimh. 1093/2010, déanfaidh ÚBE na caighdeáin theicniúla rialála a athbhreithniú agus, más iomchuí, iad a thabhairt cothrom le dáta chun, inter alia, forálacha Chaibidil II de Rialachán (AE) 2022/2554 a chur san áireamh.

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais

3. Caighdeáin ghaolmhara

Caighdeáin
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