4. When assessing whether the institution under resolution or any of its group entities should be …

When assessing whether the institution under resolution or any of its group entities should be required to provide services or facilities, resolution authorities should consider at least the following:

• (a) Human resources support:
• (i) staff administration, including administration of contracts and remuneration;
• (ii) internal communication;
• (b) Information technology:
• (i) IT and communication hardware;
• (ii) data storage and processing;
• (iii) other IT infrastructure, workstations, telecommunications, servers, data centres and related services;
• (iv) administration of software licenses and application software;
• (v) access to external providers, in particular data and infrastructure providers;
• (vi) application maintenance, including software application maintenance and related data flows;
• (vii) report generation, internal information flows and data bases;
• (viii) user support;
• (ix) emergency and disaster recovery;
• (c) Transaction processing, including legal transactional issues, in particular anti-money laundering;
• (d) Real estate and facility provision or management and associated facilities:
• (i) office premises and storage;
• (ii) internal facilities management;
• (iii) security and access control;
• (iv) real estate portfolio management;
• (e) Legal services and compliance functions:
• (i) corporate legal support;
• (ii) business and transactional legal services;
• (iii) compliance support;
• (f) Treasury-related services:
• (i) coordination, administration and management of the treasury activity;
• (ii) coordination, administration and management of entity refinancing, including collateral management;
• (iii) reporting function, in particular with respect to regulatory liquidity ratios;
• (iv) coordination, administration and management of medium and long-term funding programs, and refinancing of group entities;
• (v) coordination, administration and management of refinancing, in particular short-term issues;
• (g) Trading/asset management:
• (i) operations processing: trade capture, design, realisation, servicing of trading products;
• (ii) confirmation, settlement, payment;
• (iii) position and counterparty management, with respect to data reporting and counterparty relationships;
• (iv) position management (risk and reconciliation);
• (h) Risk management and valuation:
• (i) central or business line or risk type-related risk management;
• (ii) risk report generation;
• (i) Accounting:
• (i) statutory and regulatory reporting;
• (ii) valuation, in particular of market positions;
• (iii) management reporting;
• (j) Cash handling.

1. Forbhreathnú

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

3. Caighdeáin ghaolmhara

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/