+Guidelines on the monitoring of the threshold for establishing an intermediate EU parent undertaking (EBA/GL/2021/08)
---+1. Compliance and reporting obligations
------+Status of these guidelines
---------+1. This document contains guidelines issued pursuant to Article 16 of Regulation (EU) No 1093/2010 …
---------+2. Guidelines set the EBA view of appropriate supervisory practices within the European System of …
------+Reporting requirements
---------+3. According to Article 16(3) of Regulation (EU) No 1093/2010, competent authorities must notify …
---------+4. Notifications will be published on the EBA website, in line with Article 16(3).
---+2. Subject matter, scope and definitions
------+Subject matter
---------+5. These guidelines lay down how to calculate and monitor the threshold for the obligation to …
------+Scope of application
---------+6. These guidelines apply to credit institutions and investment firms authorised in the Union …
------+Addressees
---------+7. These guidelines are addressed to competent authorities as defined in Article 4, points (2)(i) …
------+Definitions
---------+8. Unless otherwise specified, terms used and defined in Directive 2013/36/EU and Directive (EU) …
---+3. Implementation
------+Date of application
---------+9. These guidelines apply from 14.11.2021.
---+4. Guidelines
------+Specifications as to the calculation and monitoring of the threshold
---------+10. The total value of assets in the Union of a third-country group should be calculated in …
---------+11. For the calculation referred to in the previous paragraph, the following should apply: a. Where …
---------+12. The threshold set out in Article 21b(4) of Directive 2013/36/EU should be deemed as reached …
---------+13. By way of derogation from the previous paragraph, for third-country groups operating through …
---------+14. The threshold set out in Article 21b(4) of Directive 2013/36/EU should be deemed as no longer …
---------+15. EU parent institutions and stand-alone institutions that are part of a third-country group …
---------+16. Until the establishment of the intermediate EU parent undertakings in line with Article 21b(1) …
------+Information exchange between institutions and branches of a third-country group and submissions to competent authorities
---------+17. For the quarterly assessments and the forward-looking monitoring to be performed, EU parent …
---------+18. EU parent institutions and stand-alone institutions of a third-country group should coordinate …
---------+19. EU parent institutions and stand-alone institutions of a third-country group should coordinate …
---------+20. EU parent institutions of a third-country group, including the intermediate EU parent …
---------+21. Where the forward-looking monitoring shows that a third-country group will reach the threshold …
------+Guidance for competent authorities
---------+22. Competent authorities should make every effort to ensure that institutions and third-country …
---------+23. For the purposes of the notification set out in Article 21b(6) of Directive 2013/36/EU …
---------+24. Notwithstanding paragraph 23, in case of a material change of the total value of assets of an …
---------+25. Where the consolidating or the group supervisor has received the notification referred to in …
---------+26. In determining the relevant timeline referred to in point (b) of paragraph 25, competent …
---------+27. Notwithstanding paragraph 26 and for the purposes of application of point (b) of paragraph 25 …
---------+28. Where the conditions set out in Article 21b of Directive 2013/36/EU have been met and an …
---------+29. Where the total value of assets in the Union of a third-country group calculated in accordance …
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Guidelines on the monitoring of the threshold for establishing an intermediate EU parent undertaking (EBA/GL/2021/08)

Guidelines on the monitoring of the threshold for establishing an intermediate EU parent undertaking (EBA/GL/2021/08)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/market-access/guidelines-monitoring-threshold-establishing-intermediate-eu-parent-undertaking – PDF

1. Forbhreathnú

,
1. Compliance and reporting obligations

1. Compliance and reporting obligations
2. Subject matter, scope and definitions

2. Subject matter, scope and definitions
3. Implementation

3. Implementation
4. Guidelines

4. Guidelines

1.1 Tagairtí

1.2 Ceanglais aitheanta

1.3 Caighdeáin ghaolmhara

2. Ceanglais aitheanta

Ceanglais

3. Caighdeáin ghaolmhara

Caighdeáin
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