Article 102

►M12  Forálfaidh na Ballstáit, maidir leis na daoine uile a oibríonn nó a d’oibrigh do na húdaráis inniúla, agus maidir le hiniúchóirí agus saineolaithe a fhaigheann treoracha ó na húdaráis inniúla, go mbeidh siad faoi cheangal ag oibleagáid na rúndachta gairmiúla. Ciallaíonn an oibleagáid sin nach nochtfar aon fhaisnéis rúnda a fhaigheann na daoine sin agus iad i mbun a gcúraimí d’aon duine ar bith ná d’aon údarás ar bith, ach amháin i bhfoirm achomair nó i bhfoirm chomhiomlán sa chaoi nach féidir GCUInna, cuideachtaí bainistíochta agus taisclanna (gnóthais a rannchuidíonn le gníomhaíocht ghnó GCUInna) a shainaithint ina n-aonar, gan dochar do chásanna a chumhdaítear leis an dlí coiriúil nó leis an dlí cánachais. ◄

However, when a UCITS or an undertaking contributing towards its business activity has been declared bankrupt or is being compulsorily wound up, confidential information which does not concern third parties involved in rescue attempts may be divulged in the course of civil or commercial proceedings.

Paragraph 1 shall not prevent the competent authorities of the Member States from exchanging information in accordance with this Directive or other Union legislation applicable to UCITS or to undertakings contributing towards their business activity or from transmitting it to ESMA in accordance with Regulation (EU) No 1095/2010 or the ESRB. That information shall be subject to the conditions of professional secrecy laid down in paragraph 1.

▼B

The competent authorities exchanging information with other competent authorities under this Directive may indicate at the time of communication that such information must not be disclosed without their express consent, in which case such information may be exchanged solely for the purposes for which those authorities gave their consent.

▼M12

Le mír 1 agus an chéad fhomhír agus an dara fomhír den mhír seo, ní chuirfear bac ar mhalartú faisnéise idir údaráis inniúla agus údaráis chánach atá lonnaithe sa Bhallstát céanna. I gcás ina dtionscnaíonn an fhaisnéis i mBallstát eile, ní nochtfar í ach amháin i gcomhréir leis an gcéad abairt den fhomhír seo le toiliú sainráite na n-údarás inniúil a rinne an fhaisnéis a nochtadh.

▼B

Member States may conclude cooperation agreements providing for exchange of information with the competent authorities of third countries, or with authorities or bodies of third countries, as determined in paragraph 5 of this Article and Article 103(1) only if the information disclosed is subject to guarantees of professional secrecy at least equivalent to those referred to in this Article. Such exchange of information shall be intended for the performance of the supervisory task of those authorities or bodies.

Where the information originates in another Member State, it shall not be disclosed without the express consent of the competent authorities which have disclosed it and, where appropriate, solely for the purposes for which those authorities gave their consent.

The competent authorities receiving confidential information under paragraphs 1 or 2 may use the information only in the course of their duties for the purposes of:

Paragraphs 1 and 4 shall not preclude the exchange of information within a Member State or between Member States, where that exchange is to take place between a competent authority and:

▼M1

▼B

In particular, paragraphs 1 and 4 shall not preclude the performance by the competent authorities listed above of their supervisory functions, or the disclosure to bodies which administer compensation schemes of information necessary for the performance of their functions.

Information exchanged pursuant to the first subparagraph shall be subject to the conditions of professional secrecy imposed in paragraph 1.