+Članak 3. Teritorijalno područje primjene
---+Članak 3. 1.
---+Članak 3. 2.
---+Članak 3. 3.

Članak 3. Teritorijalno područje primjene

1. Pregled

,
Članak 3. 1.
Ova se Uredba odnosi na obradu osobnih podataka u okviru aktivnosti poslovnog nastana voditelja obrade ili izvršitelja obrade u Uniji, neovisno o tome obavlja li se obrada u Uniji ili ne.
Članak 3. 2.

Ova se Uredba primjenjuje na obradu osobnih podataka ispitanikâ u Uniji koju obavlja voditelj obrade ili izvršitelj obrade bez poslovnog nastana u Uniji, ako su aktivnosti obrade povezane s:

(a) 

nuđenjem robe ili usluga takvim ispitanicima u Uniji, neovisno o tome treba li ispitanik izvršiti plaćanje; ili

(b) 

praćenjem njihova ponašanja dokle god se njihovo ponašanje odvija unutar Unije.
Članak 3. 3.
Ova se Uredba primjenjuje na obradu osobnih podataka koju obavlja voditelj obrade koji nema poslovni nastan u Uniji, već na mjestu gdje se pravo države članice primjenjuje na temelju međunarodnog javnog prava.

1.1 Reference

1.2 Utvrđeni zahtjevi

1.3 Povezani standardi

2. Utvrđeni zahtjevi

Zahtjevi

3. Povezani standardi

Standardi
SCF Compliance Scope

Description

Mechanisms exist to document and validate the scope of security, compliance and resilience controls that are determined to meet statutory, regulatory and/or contractual compliance obligations.

Possible Solutions & Considerations

Micro-Small Business (<10 staff) / BLS Firm Size Classes 1-2

∙ Unified Scoping Guide (https://unified-scoping-guide.com)

Small Business (10-49 staff) / BLS Firm Size Classes 3-4

∙ Unified Scoping Guide (https://unified-scoping-guide.com)

Medium Business (50-249 staff) / BLS Firm Size Classes 5-6

∙ Unified Scoping Guide (https://unified-scoping-guide.com)

Large Business (250-999 staff) / BLS Firm Size Classes 7-8

∙ Unified Scoping Guide (https://unified-scoping-guide.com)

Enterprise (> 1,000 staff) / BLS Firm Size Class 9

∙ Unified Scoping Guide (https://unified-scoping-guide.com)

SCR-CMM

Level 0 Not Performed

Practices are non-existent, based on the inability to demonstrate an implemented and operational capability. A reasonable person would conclude the control is not being performed.

Level 1 Performed Informally

SCR-CMM Level 1 criteria definitions are not available for this control:
▪ A reasonable person would conclude this control requires a structured process.
▪ At this level of maturity, the "ad hoc" nature of performing a capability informally would indicate the intent of the control is not met due to a lack of consistency and formality.

Level 2 Planned Tracked

Compliance (CPL) capabilities are requirements-driven, but are not standardized across the entity (e.g., local/regional level consistency). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with CPL domain capabilities are formally documented and centrally-managed by the entity.
▪ Standardized Operating Procedures (SOP) associated with CPL domain capabilities are documented and maintained by process owners.
▪ IT and/or cybersecurity personnel work with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with CPL domain capabilities to address applicable statutory, regulatory and/or contractual requirements for Technology Assets, Applications, Services and/or Data (TAASD).
▪ Compliance management controls-related controls are primarily administrative and preventative in nature (e.g., policies, standards and procedures & guidelines).
▪ Compliance management may be a defined function (e.g., team or department) or assigned as an additional duty to existing IT and/or cybersecurity personnel.
▪ External compliance requirements for cybersecurity and data privacy are identified and documented, based on applicable laws, regulations and contractual obligations.
▪ IT and/or cybersecurity perform an informal annual review of existing compliance requirements and research evolving or new requirements.
▪ IT and/or cybersecurity personnel work with business stakeholders and process owners to perform compliance scoping of control applicability for statutory, regulatory and/or contractual compliance obligations.

Level 3 Well Defined

Compliance (CPL) capabilities are standardized across the entity for applicability to People, Processes, Technologies, Data and/or Facilities (PPTDF) to ensure consistency for Technology Assets, Applications, Services and/or Data (TAASD). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with CPL domain capabilities are formally documented and centrally-managed by the entity's Governance, Risk & Compliance (GRC) team, or similar function.
▪ Standardized Operating Procedures (SOP) associated with CPL domain capabilities are well-documented and kept current by process owners.
▪ A Governance, Risk & Compliance (GRC) team, or similar function, is appropriately staffed and supported to implement and maintain CPL domain capabilities.
▪ Technology is leveraged to enhance the efficiency and accuracy of governance, risk management and compliance operations (e.g., GRC platform).
▪ The entity's Governance, Risk & Compliance (GRC) team, or similar function, works with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with CPL domain capabilities to address Minimum Compliance Requirements (MCR) (e.g., applicable statutory, regulatory and/or contractual requirements) and Discretionary Security Requirements (DSR) (e.g., entity-required controls).
▪ An implemented and operational capability exists to document and validate the scope of security, compliance and resilience controls that are determined to meet statutory, regulatory and/or contractual compliance obligations.

Level 4 Quantitatively Controlled

Utilize SCR-CMM Level 3 criteria definitions:
▪ There are no defined Level 4 criteria, since it is reasonable to assume a quantitatively-controlled process is not necessary to operationalize this control.
▪ While it may be possible to develop “metrics-driven” capabilities for this control, the criteria would be organization-specific to define.

Level 5 Continuously Improving

Utilize SCR-CMM Level 3 or Level 4 (if available) criteria definitions:
▪ There are no defined Level 5 criteria, since it is reasonable to assume a continuously-improving process is not necessary to operationalize this control.
▪ Level 5 capabilities should be considered “world-class” where the control builds on Level 4 capabilities, but are continuously improving through Artificial Intelligence (AI) and/or Machine Learning (ML) technologies.
▪ While it may be possible to develop responsive capabilities for this control through the use of AI and/or ML technologies, the criteria would be organization-specific to define.