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+Article 54 1. |
Article 54 1.ESMA may, by simple request or by a decision, require the following persons to provide all information that is necessary to carry out its duties under this Regulation:
(a)
persons who effectively conduct the business of the external reviewer;
(b)
members of the supervisory, management or administrative bodies of the external reviewer;
(c)
members of the senior management of the external reviewer;
(d)
any person directly involved in assessment activities of the external reviewer;
(e)
legal representatives and employees of entities to which an external reviewer has outsourced certain functions in accordance with Article 33;
(f)
persons otherwise closely and substantially related or connected to the process of managing the external reviewer, including shareholders holding at least 10 % of the capital or the voting rights of the external reviewer or in a company which has the power to exercise control or a dominant influence over the external reviewer;
(g)
anyone who acts as, or purports to be, an external reviewer, without being registered as such, and any person that performs any of the functions referred to in points (a) to (f) on behalf of such a person. 1. Áttekintés
1.1 Hivatkozások1.2 Azonosított követelmények1.3 Kapcsolódó szabványok2. Azonosított követelmények
3. Kapcsolódó szabványok
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