+42. cikk
---+Article 42 1.
---+Article 42 2.
---+Article 42 3.

42. cikk

További követelmények a jegyzés és elhelyezés összefüggésében történő kölcsönzéssel vagy hitelnyújtással kapcsolatban

(A 2014/65/EU irányelv 16. cikkének (3) bekezdése, 23. és 24. cikke)

1. Áttekintés

Megnevezés	Szabályozás
Article 42 1.	Where any previous lending or credit to the issuer client by an investment firm, or an entity within the same group, may be repaid with the proceeds of an issue, the investment firm shall have arrangements in place to identify and prevent or manage any conflicts of interest that may arise as a result.
Article 42 2.	Where the arrangements taken to manage conflicts of interest prove insufficient to ensure that the risk of damage to the issuer client would be prevented, investment firms shall disclose to the issuer client the specific conflicts of interest that have arisen in relation to their, or group entities', activities in a capacity of credit provider, and their activities related to the securities offering.
Article 42 3.	Investment firms' conflict of interest policy shall require the sharing of information about the issuer's financial situation with group entities acting as credit providers, provided this would not breach information barriers set up by the firm to protect the interests of a client.

Követelmények
Forrás	Követelmény

Szabványok
Forrás	Követelmény

Builddate: 02.08.2022 00:00:00 -Doknr: CELEX:32017R0565
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