+AC-03 Access Enforcement
---+AC-03(02) Dual Authorization
---+AC-03(03) Mandatory Access Control
---+AC-03(04) Discretionary Access Control
---+AC-03(05) Security-relevant Information
---+AC-03(07) Role-based Access Control
---+AC-03(08) Revocation of Access Authorizations
---+AC-03(09) Controlled Release
---+AC-03(10) Audited Override of Access Control Mechanisms
---+AC-03(11) Restrict Access to Specific Information Types
---+AC-03(12) Assert and Enforce Application Access
---+AC-03(13) Attribute-based Access Control
---+AC-03(14) Individual Access
---+AC-03(15) Discretionary and Mandatory Access Control
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AC-03 Access Enforcement
Control
Enforce approved authorizations for logical access to information and system resources in accordance with applicable access control policies.
Discussion
Access control policies control access between active entities or subjects (i.e., users or processes acting on behalf of users) and passive entities or objects (i.e., devices, files, records, domains) in organizational systems. In addition to enforcing authorized access at the system level and recognizing that systems can host many applications and services in support of mission and business functions, access enforcement mechanisms can also be employed at the application and service level to provide increased information security and privacy. In contrast to logical access controls that are implemented within the system, physical access controls are addressed by the controls in the Physical and Environmental Protection ( [PE](#pe) ) family.
Assessment Objective
approved authorizations for logical access to information and system resources are enforced in accordance with applicable access control policies.
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
list of approved authorizations (user privileges)
system audit records
system security plan
privacy plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security and privacy responsibilities
system developers
1. Panoramica
| Titolo |
Standard |
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AC-03(02) Dual Authorization
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Control
Enforce dual authorization for [Assignement: privileged commands and/or other actions].
Discussion
Dual authorization, also known as two-person control, reduces risk related to insider threats. Dual authorization mechanisms require the approval of two authorized individuals to execute. To reduce the risk of collusion, organizations consider rotating dual authorization duties. Organizations consider the risk associated with implementing dual authorization mechanisms when immediate responses are necessary to ensure public and environmental safety.
Assessment Objective
dual authorization is enforced for [Assignement: privileged commands and/or other actions].
Assessment Method
Examine
Access control policy
procedures addressing access enforcement and dual authorization
system design documentation
system configuration settings and associated documentation
list of privileged commands requiring dual authorization
list of actions requiring dual authorization
list of approved authorizations (user privileges)
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
system developers
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AC-03(03) Mandatory Access Control
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Control
Enforce [Assignement: organization-defined mandatory access control policy] over the set of covered subjects and objects specified in the policy, and where the policy:- Is uniformly enforced across the covered subjects and objects within the system;
- Specifies that a subject that has been granted access to information is constrained from doing any of the following;
- Passing the information to unauthorized subjects or objects;
- Granting its privileges to other subjects;
- Changing one or more security attributes (specified by the policy) on subjects, objects, the system, or system components;
- Choosing the security attributes and attribute values (specified by the policy) to be associated with newly created or modified objects; and
- Changing the rules governing access control; and
- Specifies that [Assignement: subjects] may explicitly be granted [Assignement: privileges] such that they are not limited by any defined subset (or all) of the above constraints.
Discussion
Mandatory access control is a type of nondiscretionary access control. Mandatory access control policies constrain what actions subjects can take with information obtained from objects for which they have already been granted access. This prevents the subjects from passing the information to unauthorized subjects and objects. Mandatory access control policies constrain actions that subjects can take with respect to the propagation of access control privileges; that is, a subject with a privilege cannot pass that privilege to other subjects. The policy is uniformly enforced over all subjects and objects to which the system has control. Otherwise, the access control policy can be circumvented. This enforcement is provided by an implementation that meets the reference monitor concept as described in [AC-25](#ac-25) . The policy is bounded by the system (i.e., once the information is passed outside of the control of the system, additional means may be required to ensure that the constraints on the information remain in effect).
The trusted subjects described above are granted privileges consistent with the concept of least privilege (see [AC-6](#ac-6) ). Trusted subjects are only given the minimum privileges necessary for satisfying organizational mission/business needs relative to the above policy. The control is most applicable when there is a mandate that establishes a policy regarding access to controlled unclassified information or classified information and some users of the system are not authorized access to all such information resident in the system. Mandatory access control can operate in conjunction with discretionary access control as described in [AC-3(4)](#ac-3.4) . A subject constrained in its operation by mandatory access control policies can still operate under the less rigorous constraints of AC-3(4), but mandatory access control policies take precedence over the less rigorous constraints of AC-3(4). For example, while a mandatory access control policy imposes a constraint that prevents a subject from passing information to another subject operating at a different impact or classification level, AC-3(4) permits the subject to pass the information to any other subject with the same impact or classification level as the subject. Examples of mandatory access control policies include the Bell-LaPadula policy to protect confidentiality of information and the Biba policy to protect the integrity of information.
Assessment Objective
- [Assignement: mandatory access control policy] is enforced over the set of covered subjects specified in the policy;
- [Assignement: mandatory access control policy] is enforced over the set of covered objects specified in the policy;
- [Assignement: mandatory access control policy] is uniformly enforced across the covered subjects within the system;
- [Assignement: mandatory access control policy] is uniformly enforced across the covered objects within the system;
- [Assignement: mandatory access control policy] and [Assignement: mandatory access control policy] specifying that a subject that has been granted access to information is constrained from passing the information to unauthorized subjects or objects are enforced;
- [Assignement: mandatory access control policy] and [Assignement: mandatory access control policy] specifying that a subject that has been granted access to information is constrained from granting its privileges to other subjects are enforced;
- [Assignement: mandatory access control policy] and [Assignement: mandatory access control policy] specifying that a subject that has been granted access to information is constrained from changing one of more security attributes (specified by the policy) on subjects, objects, the system, or system components are enforced;
- [Assignement: mandatory access control policy] and [Assignement: mandatory access control policy] specifying that a subject that has been granted access to information is constrained from choosing the security attributes and attribute values (specified by the policy) to be associated with newly created or modified objects are enforced;
- [Assignement: mandatory access control policy] and [Assignement: mandatory access control policy] specifying that a subject that has been granted access to information is constrained from changing the rules governing access control are enforced;
- [Assignement: mandatory access control policy] and [Assignement: mandatory access control policy] specifying that [Assignement: subjects] may explicitly be granted [Assignement: privileges] such that they are not limited by any defined subset (or all) of the above constraints are enforced.
Assessment Method
Examine
Access control policy
mandatory access control policies
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
list of subjects and objects (i.e., users and resources) requiring enforcement of mandatory access control policies
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
system developers
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AC-03(04) Discretionary Access Control
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Control
Enforce [Assignement: organization-defined discretionary access control policy] over the set of covered subjects and objects specified in the policy, and where the policy specifies that a subject that has been granted access to information can do one or more of the following:- Pass the information to any other subjects or objects;
- Grant its privileges to other subjects;
- Change security attributes on subjects, objects, the system, or the system’s components;
- Choose the security attributes to be associated with newly created or revised objects; or
- Change the rules governing access control.
Discussion
When discretionary access control policies are implemented, subjects are not constrained with regard to what actions they can take with information for which they have already been granted access. Thus, subjects that have been granted access to information are not prevented from passing the information to other subjects or objects (i.e., subjects have the discretion to pass). Discretionary access control can operate in conjunction with mandatory access control as described in [AC-3(3)](#ac-3.3) and [AC-3(15)](#ac-3.15) . A subject that is constrained in its operation by mandatory access control policies can still operate under the less rigorous constraints of discretionary access control. Therefore, while [AC-3(3)](#ac-3.3) imposes constraints that prevent a subject from passing information to another subject operating at a different impact or classification level, [AC-3(4)](#ac-3.4) permits the subject to pass the information to any subject at the same impact or classification level. The policy is bounded by the system. Once the information is passed outside of system control, additional means may be required to ensure that the constraints remain in effect. While traditional definitions of discretionary access control require identity-based access control, that limitation is not required for this particular use of discretionary access control.
Assessment Objective
- [Assignement: discretionary access control policy] is enforced over the set of covered subjects specified in the policy;
- [Assignement: discretionary access control policy] is enforced over the set of covered objects specified in the policy;
- [Assignement: discretionary access control policy] and [Assignement: discretionary access control policy] are enforced where the policy specifies that a subject that has been granted access to information can pass the information to any other subjects or objects;
- [Assignement: discretionary access control policy] and [Assignement: discretionary access control policy] are enforced where the policy specifies that a subject that has been granted access to information can grant its privileges to other subjects;
- [Assignement: discretionary access control policy] and [Assignement: discretionary access control policy] are enforced where the policy specifies that a subject that has been granted access to information can change security attributes on subjects, objects, the system, or the system’s components;
- [Assignement: discretionary access control policy] and [Assignement: discretionary access control policy] are enforced where the policy specifies that a subject that has been granted access to information can choose the security attributes to be associated with newly created or revised objects;
- [Assignement: discretionary access control policy] and [Assignement: discretionary access control policy] are enforced where the policy specifies that a subject that has been granted access to information can change the rules governing access control.
Assessment Method
Examine
Access control policy
discretionary access control policies
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
list of subjects and objects (i.e., users and resources) requiring enforcement of discretionary access control policies
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
system developers
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AC-03(05) Security-relevant Information
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Control
Prevent access to [Assignement: security-relevant information] except during secure, non-operable system states.
Discussion
Security-relevant information is information within systems that can potentially impact the operation of security functions or the provision of security services in a manner that could result in failure to enforce system security and privacy policies or maintain the separation of code and data. Security-relevant information includes access control lists, filtering rules for routers or firewalls, configuration parameters for security services, and cryptographic key management information. Secure, non-operable system states include the times in which systems are not performing mission or business-related processing, such as when the system is offline for maintenance, boot-up, troubleshooting, or shut down.
Assessment Objective
access to [Assignement: security-relevant information] is prevented except during secure, non-operable system states.
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
system developers
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AC-03(07) Role-based Access Control
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Control
Enforce a role-based access control policy over defined subjects and objects and control access based upon [Assignement: organization-defined roles and users authorized to assume such roles].
Discussion
Role-based access control (RBAC) is an access control policy that enforces access to objects and system functions based on the defined role (i.e., job function) of the subject. Organizations can create specific roles based on job functions and the authorizations (i.e., privileges) to perform needed operations on the systems associated with the organization-defined roles. When users are assigned to specific roles, they inherit the authorizations or privileges defined for those roles. RBAC simplifies privilege administration for organizations because privileges are not assigned directly to every user (which can be a large number of individuals) but are instead acquired through role assignments. RBAC can also increase privacy and security risk if individuals assigned to a role are given access to information beyond what they need to support organizational missions or business functions. RBAC can be implemented as a mandatory or discretionary form of access control. For organizations implementing RBAC with mandatory access controls, the requirements in [AC-3(3)](#ac-3.3) define the scope of the subjects and objects covered by the policy.
Assessment Objective
- a role-based access control policy is enforced over defined subjects;
- a role-based access control policy is enforced over defined objects;
- access is controlled based on [Assignement: roles] and [Assignement: users authorized to assume such roles].
Assessment Method
Examine
Access control policy
role-based access control policies
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
list of roles, users, and associated privileges required to control system access
system audit records
system security plan
privacy plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security and privacy responsibilities
system developers
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AC-03(08) Revocation of Access Authorizations
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Control
Enforce the revocation of access authorizations resulting from changes to the security attributes of subjects and objects based on [Assignement: rules].
Discussion
Revocation of access rules may differ based on the types of access revoked. For example, if a subject (i.e., user or process acting on behalf of a user) is removed from a group, access may not be revoked until the next time the object is opened or the next time the subject attempts to access the object. Revocation based on changes to security labels may take effect immediately. Organizations provide alternative approaches on how to make revocations immediate if systems cannot provide such capability and immediate revocation is necessary.
Assessment Objective
- revocation of access authorizations is enforced, resulting from changes to the security attributes of subjects based on [Assignement: rules];
- revocation of access authorizations is enforced resulting from changes to the security attributes of objects based on [Assignement: rules].
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
rules governing revocation of access authorizations, system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
system developers
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AC-03(09) Controlled Release
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Control
Release information outside of the system only if:- The receiving [Assignement: system or system component] provides [Assignement: controls] ; and
- [Assignement: controls] are used to validate the appropriateness of the information designated for release.
Discussion
Organizations can only directly protect information when it resides within the system. Additional controls may be needed to ensure that organizational information is adequately protected once it is transmitted outside of the system. In situations where the system is unable to determine the adequacy of the protections provided by external entities, as a mitigation measure, organizations procedurally determine whether the external systems are providing adequate controls. The means used to determine the adequacy of controls provided by external systems include conducting periodic assessments (inspections/tests), establishing agreements between the organization and its counterpart organizations, or some other process. The means used by external entities to protect the information received need not be the same as those used by the organization, but the means employed are sufficient to provide consistent adjudication of the security and privacy policy to protect the information and individuals’ privacy.
Controlled release of information requires systems to implement technical or procedural means to validate the information prior to releasing it to external systems. For example, if the system passes information to a system controlled by another organization, technical means are employed to validate that the security and privacy attributes associated with the exported information are appropriate for the receiving system. Alternatively, if the system passes information to a printer in organization-controlled space, procedural means can be employed to ensure that only authorized individuals gain access to the printer.
Assessment Objective
- information is released outside of the system only if the receiving [Assignement: system or system component] provides [Assignement: controls];
- information is released outside of the system only if [Assignement: controls] are used to validate the appropriateness of the information designated for release.
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
list of security and privacy safeguards provided by receiving system or system components
list of security and privacy safeguards validating appropriateness of information designated for release
system audit records
results of period assessments (inspections/tests) of the external system
information sharing agreements
memoranda of understanding
acquisitions/contractual agreements
system security plan
privacy plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security and privacy responsibilities
organizational personnel with responsibility for acquisitions/contractual agreements
legal counsel
system developers
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AC-03(10) Audited Override of Access Control Mechanisms
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Control
Employ an audited override of automated access control mechanisms under [Assignement: conditions] by [Assignement: roles].
Discussion
In certain situations, such as when there is a threat to human life or an event that threatens the organization’s ability to carry out critical missions or business functions, an override capability for access control mechanisms may be needed. Override conditions are defined by organizations and used only in those limited circumstances. Audit events are defined in [AU-2](#au-2) . Audit records are generated in [AU-12](#au-12).
Assessment Objective
an audited override of automated access control mechanisms is employed under [Assignement: conditions] by [Assignement: roles].
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
conditions for employing audited override of automated access control mechanisms
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
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AC-03(11) Restrict Access to Specific Information Types
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Control
Restrict access to data repositories containing [Assignement: information types].
Discussion
Restricting access to specific information is intended to provide flexibility regarding access control of specific information types within a system. For example, role-based access could be employed to allow access to only a specific type of personally identifiable information within a database rather than allowing access to the database in its entirety. Other examples include restricting access to cryptographic keys, authentication information, and selected system information.
Assessment Objective
access to data repositories containing [Assignement: information types] is restricted.
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
organizational personnel with responsibilities for data repositories
system/network administrators
organizational personnel with information security responsibilities
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AC-03(12) Assert and Enforce Application Access
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Control
- Require applications to assert, as part of the installation process, the access needed to the following system applications and functions: [Assignement: system applications and functions];
- Provide an enforcement mechanism to prevent unauthorized access; and
- Approve access changes after initial installation of the application.
Discussion
Asserting and enforcing application access is intended to address applications that need to access existing system applications and functions, including user contacts, global positioning systems, cameras, keyboards, microphones, networks, phones, or other files.
Assessment Objective
- as part of the installation process, applications are required to assert the access needed to the following system applications and functions: [Assignement: system applications and functions];
- an enforcement mechanism to prevent unauthorized access is provided;
- access changes after initial installation of the application are approved.
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
|
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AC-03(13) Attribute-based Access Control
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Control
Enforce attribute-based access control policy over defined subjects and objects and control access based upon [Assignement: attributes].
Discussion
Attribute-based access control is an access control policy that restricts system access to authorized users based on specified organizational attributes (e.g., job function, identity), action attributes (e.g., read, write, delete), environmental attributes (e.g., time of day, location), and resource attributes (e.g., classification of a document). Organizations can create rules based on attributes and the authorizations (i.e., privileges) to perform needed operations on the systems associated with organization-defined attributes and rules. When users are assigned to attributes defined in attribute-based access control policies or rules, they can be provisioned to a system with the appropriate privileges or dynamically granted access to a protected resource. Attribute-based access control can be implemented as either a mandatory or discretionary form of access control. When implemented with mandatory access controls, the requirements in [AC-3(3)](#ac-3.3) define the scope of the subjects and objects covered by the policy.
Assessment Objective
- the attribute-based access control policy is enforced over defined subjects;
- the attribute-based access control policy is enforced over defined objects;
- access is controlled based on [Assignement: attributes].
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
list of subjects and objects (i.e., users and resources) requiring enforcement of attribute-based access control policies
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
|
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AC-03(14) Individual Access
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Control
Provide [Assignement: mechanisms] to enable individuals to have access to the following elements of their personally identifiable information: [Assignement: elements].
Discussion
Individual access affords individuals the ability to review personally identifiable information about them held within organizational records, regardless of format. Access helps individuals to develop an understanding about how their personally identifiable information is being processed. It can also help individuals ensure that their data is accurate. Access mechanisms can include request forms and application interfaces. For federal agencies, [PRIVACT](#18e71fec-c6fd-475a-925a-5d8495cf8455) processes can be located in systems of record notices and on agency websites. Access to certain types of records may not be appropriate (e.g., for federal agencies, law enforcement records within a system of records may be exempt from disclosure under the [PRIVACT](#18e71fec-c6fd-475a-925a-5d8495cf8455) ) or may require certain levels of authentication assurance. Organizational personnel consult with the senior agency official for privacy and legal counsel to determine appropriate mechanisms and access rights or limitations.
Assessment Objective
[Assignement: mechanisms] are provided to enable individuals to have access to [Assignement: elements] of their personally identifiable information.
Assessment Method
Examine
Access mechanisms (e.g., request forms and application interfaces)
access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
documentation regarding access to an individual’s personally identifiable information
system audit records
system security plan
privacy plan
privacy impact assessment
privacy assessment findings and/or reports
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security and privacy responsibilities
legal counsel
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AC-03(15) Discretionary and Mandatory Access Control
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Control
- Enforce [Assignement: organization-defined mandatory access control policy] over the set of covered subjects and objects specified in the policy; and
- Enforce [Assignement: organization-defined discretionary access control policy] over the set of covered subjects and objects specified in the policy.
Discussion
Simultaneously implementing a mandatory access control policy and a discretionary access control policy can provide additional protection against the unauthorized execution of code by users or processes acting on behalf of users. This helps prevent a single compromised user or process from compromising the entire system.
Assessment Objective
- [Assignement: mandatory access control policy] is enforced over the set of covered subjects specified in the policy;
- [Assignement: mandatory access control policy] is enforced over the set of covered objects specified in the policy;
- [Assignement: discretionary access control policy] is enforced over the set of covered subjects specified in the policy;
- [Assignement: discretionary access control policy] is enforced over the set of covered objects specified in the policy.
Assessment Method
Examine
Access control policy
procedures addressing access enforcement
system design documentation
system configuration settings and associated documentation
list of subjects and objects (i.e., users and resources) requiring enforcement of mandatory access control policies
list of subjects and objects (i.e., users and resources) requiring enforcement of discretionary access control policies
system audit records
system security plan
other relevant documents or records
Interview
Organizational personnel with access enforcement responsibilities
system/network administrators
organizational personnel with information security responsibilities
system developers
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1.1 Riferimenti
1.2 Requisiti identificati
1.3 Regolamentazioni correlate
2. Requisiti identificati
Requisiti
| Fonte |
Requisito |
3. Regolamentazioni correlate
Regolamentazioni
| Fonte |
Regolamentazione |
Ticket collegati
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