+Access Enforcement
---+Access To Sensitive / Regulated Data
---+Database Access
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Access Enforcement
Description
Mechanisms exist to enforce Logical Access Control (LAC) permissions that conform to the principle of "least privilege."
Possible Solutions & Considerations
Micro-Small Business (<10 staff) / BLS Firm Size Classes 1-2
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Small Business (10-49 staff) / BLS Firm Size Classes 3-4
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Medium Business (50-249 staff) / BLS Firm Size Classes 5-6
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Large Business (250-999 staff) / BLS Firm Size Classes 7-8
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Enterprise (> 1,000 staff) / BLS Firm Size Class 9
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
SCR-CMM
Level 0 Not Performed
Practices are non-existent, based on the inability to demonstrate an implemented and operational capability. A reasonable person would conclude the control is not being performed.
Level 1 Performed Informally
SCR-CMM Level 1 criteria definitions are not available for this control:
▪ A reasonable person would conclude this control requires a structured process.
▪ At this level of maturity, the "ad hoc" nature of performing a capability informally would indicate the intent of the control is not met due to a lack of consistency and formality.
Level 2 Planned Tracked
Identification & Authentication (IAC) capabilities are requirements-driven, but are not standardized across the entity (e.g., local/regional level consistency). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with IAC domain capabilities are formally documented and centrally-managed by the entity.
▪ Standardized Operating Procedures (SOP) associated with IAC domain capabilities are documented and maintained by process owners.
▪ IT and/or cybersecurity personnel work with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with IAC domain capabilities to address applicable statutory, regulatory and/or contractual requirements for Technology Assets, Applications, Services and/or Data (TAASD).
▪ Identity & Access Management (IAM)-related controls are primarily administrative and preventative in nature (e.g., policies, standards and procedures & guidelines) to enforce Logical Access Control (LAC).
▪ IAM may be a defined function (e.g., team or department) or assigned as an additional duty to existing IT and/or cybersecurity personnel to implement Role Based Access Control (RBAC) practices for the management of user, group and system accounts, including privileged accounts.
▪ A directory services technology is used to centrally manage identities and permissions with RBAC. Due to technical or business limitations, asset/process owners are empowered to operate a decentralized access control program for their specific Technology Assets, Applications and/or Services (TAAS) that cannot be integrated into directory services.
▪ Configuration management and IAM functions collaborate to ensure Secure Baseline Configurations (SBC) enforce “least privileges” on TAAS.
Level 3 Well Defined
Identification & Authentication (IAC) capabilities are standardized across the entity for applicability to People, Processes, Technologies, Data and/or Facilities (PPTDF) to ensure consistency for Technology Assets, Applications, Services and/or Data (TAASD). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with IAC domain capabilities are formally documented and centrally-managed by the entity's Governance, Risk & Compliance (GRC) team, or similar function.
▪ Standardized Operating Procedures (SOP) associated with IAC domain capabilities are well-documented and kept current by process owners.
▪ An Identity & Access Management (IAM) team, or similar function, is appropriately staffed and supported to implement and maintain IAC domain capabilities.
▪ Technology is leveraged to enhance the efficiency and accuracy of IAM operations (e.g., directory services, Authenticate, Authorize and Audit (AAA) solution).
▪ The entity's Governance, Risk & Compliance (GRC) team, or similar function, works with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with IAC domain capabilities to address Minimum Compliance Requirements (MCR) (e.g., applicable statutory, regulatory and/or contractual requirements) and Discretionary Security Requirements (DSR) (e.g., entity-required controls).
▪ An implemented and operational capability exists to enforce Logical Access Control (LAC) permissions that conform to the principle of "least privilege."
Level 4 Quantitatively Controlled
Utilize SCR-CMM Level 3 criteria definitions:
▪ There are no defined Level 4 criteria, since it is reasonable to assume a quantitatively-controlled process is not necessary to operationalize this control.
▪ While it may be possible to develop “metrics-driven” capabilities for this control, the criteria would be organization-specific to define.
Level 5 Continuously Improving
Utilize SCR-CMM Level 3 or Level 4 (if available) criteria definitions:
▪ There are no defined Level 5 criteria, since it is reasonable to assume a continuously-improving process is not necessary to operationalize this control.
▪ Level 5 capabilities should be considered “world-class” where the control builds on Level 4 capabilities, but are continuously improving through Artificial Intelligence (AI) and/or Machine Learning (ML) technologies.
▪ While it may be possible to develop responsive capabilities for this control through the use of AI and/or ML technologies, the criteria would be organization-specific to define.
1. Panoramica
| Titolo |
Standard |
|
Access To Sensitive / Regulated Data
|
Description
Mechanisms exist to limit access to sensitive and/or regulated data to only those individuals whose job requires such access.
Possible Solutions & Considerations
Micro-Small Business (<10 staff) / BLS Firm Size Classes 1-2
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Small Business (10-49 staff) / BLS Firm Size Classes 3-4
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Medium Business (50-249 staff) / BLS Firm Size Classes 5-6
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Large Business (250-999 staff) / BLS Firm Size Classes 7-8
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
Enterprise (> 1,000 staff) / BLS Firm Size Class 9
∙ Microsoft Active Directory (https://microsoft.com)
∙ Microsoft Entra (https://microsoft.com)
∙ AWS IAM (https://aws.amazon.com)
SCR-CMM
Level 0 Not Performed
Practices are non-existent, based on the inability to demonstrate an implemented and operational capability. A reasonable person would conclude the control is not being performed.
Level 1 Performed Informally
SCR-CMM Level 1 criteria definitions are not available for this control:
▪ A reasonable person would conclude this control requires a structured process.
▪ At this level of maturity, the "ad hoc" nature of performing a capability informally would indicate the intent of the control is not met due to a lack of consistency and formality.
Level 2 Planned Tracked
Identification & Authentication (IAC) capabilities are requirements-driven, but are not standardized across the entity (e.g., local/regional level consistency). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with IAC domain capabilities are formally documented and centrally-managed by the entity.
▪ Standardized Operating Procedures (SOP) associated with IAC domain capabilities are documented and maintained by process owners.
▪ IT and/or cybersecurity personnel work with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with IAC domain capabilities to address applicable statutory, regulatory and/or contractual requirements for Technology Assets, Applications, Services and/or Data (TAASD).
▪ Identity & Access Management (IAM)-related controls are primarily administrative and preventative in nature (e.g., policies, standards and procedures & guidelines) to enforce Logical Access Control (LAC).
▪ IAM may be a defined function (e.g., team or department) or assigned as an additional duty to existing IT and/or cybersecurity personnel to implement Role Based Access Control (RBAC) practices for the management of user, group and system accounts, including privileged accounts.
▪ A directory services technology is used to centrally manage identities and permissions with RBAC. Due to technical or business limitations, asset/process owners are empowered to operate a decentralized access control program for their specific Technology Assets, Applications and/or Services (TAAS) that cannot be integrated into directory services.
▪ Configuration management and IAM functions collaborate to ensure Secure Baseline Configurations (SBC) enforce “least privileges” on TAAS.
Level 3 Well Defined
Identification & Authentication (IAC) capabilities are standardized across the entity for applicability to People, Processes, Technologies, Data and/or Facilities (PPTDF) to ensure consistency for Technology Assets, Applications, Services and/or Data (TAASD). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with IAC domain capabilities are formally documented and centrally-managed by the entity's Governance, Risk & Compliance (GRC) team, or similar function.
▪ Standardized Operating Procedures (SOP) associated with IAC domain capabilities are well-documented and kept current by process owners.
▪ An Identity & Access Management (IAM) team, or similar function, is appropriately staffed and supported to implement and maintain IAC domain capabilities.
▪ Technology is leveraged to enhance the efficiency and accuracy of IAM operations (e.g., directory services, Authenticate, Authorize and Audit (AAA) solution).
▪ The entity's Governance, Risk & Compliance (GRC) team, or similar function, works with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with IAC domain capabilities to address Minimum Compliance Requirements (MCR) (e.g., applicable statutory, regulatory and/or contractual requirements) and Discretionary Security Requirements (DSR) (e.g., entity-required controls).
▪ An implemented and operational capability exists to limit access to sensitive/regulated data to only those individuals whose job requires such access.
Level 4 Quantitatively Controlled
Identification & Authentication (IAC) capabilities, in addition to being standardized across the entity and centrally managed to ensure consistency across Technology Assets, Applications, Services and/or Data (TAASD), efforts are metrics driven to provide sufficient insight for decision makers to predict optimal performance, ensure continued operations and/or identify areas for improvement. Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Applicable SCR-CMM Level 3 (Well Defined) capabilities are implemented and operational.
▪ Metrics reporting includes quantitative analysis of Key Performance Indicators (KPIs).
▪ Metrics reporting includes quantitative analysis of Key Risk Indicators (KRIs).
▪ Scope of metrics, KPIs and KRIs covers organization-wide cybersecurity and data protection controls, including functions performed by third-parties.
▪ Organizational leadership maintains a formal process to objectively review and respond to metrics, KPIs and KRIs (e.g., monthly or quarterly review).
▪ Based on metrics analysis, process improvement recommendations are submitted for review and are handled in accordance with change control processes.
▪ Business and technical stakeholders are involved in reviewing and approving proposed changes to evolve capabilities.
Level 5 Continuously Improving
Identification & Authentication (IAC) capabilities, in addition to being standardized across the entity and centrally managed to ensure consistency across Technology Assets, Applications, Services and/or Data (TAASD), efforts are metrics driven to provide sufficient insight for decision makers to predict optimal performance, ensure continued operations and/or identify areas for improvement. Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Applicable SCR-CMM Level 3 (Well Defined) capabilities are implemented and operational.
▪ Based on predictive analysis, process improvements are implemented according to “continuous improvement” practices that affect process changes.
▪ Stakeholders make time-sensitive decisions to support operational efficiency, which may include automated remediation actions via Artificial Intelligence (AI) or Machine Learning (ML) technologies.
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|
Database Access
|
Description
Mechanisms exist to restrict access to databases containing sensitive and/or regulated data to only necessary Technology Assets, Applications and/or Services (TAAS) or those individuals whose job requires such access.
Possible Solutions & Considerations
Micro-Small Business (<10 staff) / BLS Firm Size Classes 1-2
∙ Restrict database access to only authorized personnel
Small Business (10-49 staff) / BLS Firm Size Classes 3-4
∙ Database access control policy
∙ Named accounts for database access
Medium Business (50-249 staff) / BLS Firm Size Classes 5-6
∙ Formal database access control policy
∙ Least-privilege database accounts
Large Business (250-999 staff) / BLS Firm Size Classes 7-8
∙ Enterprise database access control (e.g., Oracle DB Security, SQL Server RBAC)
∙ PAM for DBA accounts
Enterprise (> 1,000 staff) / BLS Firm Size Class 9
∙ Enterprise database security platform (e.g., Imperva Data Security, IBM Guardium)
∙ PAM for database access
∙ Database activity monitoring (DAM)
SCR-CMM
Level 0 Not Performed
Practices are non-existent, based on the inability to demonstrate an implemented and operational capability. A reasonable person would conclude the control is not being performed.
Level 1 Performed Informally
SCR-CMM Level 1 criteria definitions are not available for this control:
▪ A reasonable person would conclude this control requires a structured process.
▪ At this level of maturity, the "ad hoc" nature of performing a capability informally would indicate the intent of the control is not met due to a lack of consistency and formality.
Level 2 Planned Tracked
Identification & Authentication (IAC) capabilities are requirements-driven, but are not standardized across the entity (e.g., local/regional level consistency). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with IAC domain capabilities are formally documented and centrally-managed by the entity.
▪ Standardized Operating Procedures (SOP) associated with IAC domain capabilities are documented and maintained by process owners.
▪ IT and/or cybersecurity personnel work with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with IAC domain capabilities to address applicable statutory, regulatory and/or contractual requirements for Technology Assets, Applications, Services and/or Data (TAASD).
▪ Identity & Access Management (IAM)-related controls are primarily administrative and preventative in nature (e.g., policies, standards and procedures & guidelines) to enforce Logical Access Control (LAC).
▪ IAM may be a defined function (e.g., team or department) or assigned as an additional duty to existing IT and/or cybersecurity personnel to implement Role Based Access Control (RBAC) practices for the management of user, group and system accounts, including privileged accounts.
▪ A directory services technology is used to centrally manage identities and permissions with RBAC. Due to technical or business limitations, asset/process owners are empowered to operate a decentralized access control program for their specific Technology Assets, Applications and/or Services (TAAS) that cannot be integrated into directory services.
▪ Configuration management and IAM functions collaborate to ensure Secure Baseline Configurations (SBC) enforce “least privileges” on TAAS.
Level 3 Well Defined
Identification & Authentication (IAC) capabilities are standardized across the entity for applicability to People, Processes, Technologies, Data and/or Facilities (PPTDF) to ensure consistency for Technology Assets, Applications, Services and/or Data (TAASD). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with IAC domain capabilities are formally documented and centrally-managed by the entity's Governance, Risk & Compliance (GRC) team, or similar function.
▪ Standardized Operating Procedures (SOP) associated with IAC domain capabilities are well-documented and kept current by process owners.
▪ An Identity & Access Management (IAM) team, or similar function, is appropriately staffed and supported to implement and maintain IAC domain capabilities.
▪ Technology is leveraged to enhance the efficiency and accuracy of IAM operations (e.g., directory services, Authenticate, Authorize and Audit (AAA) solution).
▪ The entity's Governance, Risk & Compliance (GRC) team, or similar function, works with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with IAC domain capabilities to address Minimum Compliance Requirements (MCR) (e.g., applicable statutory, regulatory and/or contractual requirements) and Discretionary Security Requirements (DSR) (e.g., entity-required controls).
▪ An implemented and operational capability exists to restrict access to databases containing sensitive/regulated data to only necessary Technology Assets, Applications and/or Services (TAAS) or those individuals whose job requires such access.
Level 4 Quantitatively Controlled
Identification & Authentication (IAC) capabilities, in addition to being standardized across the entity and centrally managed to ensure consistency across Technology Assets, Applications, Services and/or Data (TAASD), efforts are metrics driven to provide sufficient insight for decision makers to predict optimal performance, ensure continued operations and/or identify areas for improvement. Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Applicable SCR-CMM Level 3 (Well Defined) capabilities are implemented and operational.
▪ Metrics reporting includes quantitative analysis of Key Performance Indicators (KPIs).
▪ Metrics reporting includes quantitative analysis of Key Risk Indicators (KRIs).
▪ Scope of metrics, KPIs and KRIs covers organization-wide cybersecurity and data protection controls, including functions performed by third-parties.
▪ Organizational leadership maintains a formal process to objectively review and respond to metrics, KPIs and KRIs (e.g., monthly or quarterly review).
▪ Based on metrics analysis, process improvement recommendations are submitted for review and are handled in accordance with change control processes.
▪ Business and technical stakeholders are involved in reviewing and approving proposed changes to evolve capabilities.
Level 5 Continuously Improving
Identification & Authentication (IAC) capabilities, in addition to being standardized across the entity and centrally managed to ensure consistency across Technology Assets, Applications, Services and/or Data (TAASD), efforts are metrics driven to provide sufficient insight for decision makers to predict optimal performance, ensure continued operations and/or identify areas for improvement. Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Applicable SCR-CMM Level 3 (Well Defined) capabilities are implemented and operational.
▪ Based on predictive analysis, process improvements are implemented according to “continuous improvement” practices that affect process changes.
▪ Stakeholders make time-sensitive decisions to support operational efficiency, which may include automated remediation actions via Artificial Intelligence (AI) or Machine Learning (ML) technologies.
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1.1 Riferimenti
1.2 Requisiti identificati
1.3 Regolamentazioni correlate
2. Requisiti identificati
Requisiti
| Fonte |
Requisito |
3. Regolamentazioni correlate
Regolamentazioni
| Fonte |
Regolamentazione |
|
EULAW
|
Articolo 11 Sicurezza dei dati e dei sistemi
-
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EULAW
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Articolo 21 Controllo degli accessi
Articolo 21
Nell’ambito del controllo dei diritti di gestione degli accessi, le entità finanziarie elaborano, documentano e attuano una politica che contiene tutti gli elementi seguenti:
a)
l’assegnazione dei diritti di accesso alle risorse TIC in base ai principi della necessità di sapere, della necessità di usare e del privilegio minimo, anche per l’accesso remoto e di emergenza;
b)
una separazione dei compiti, concepita per impedire l’accesso ingiustificato ai dati critici o per impedire l’assegnazione di combinazioni di diritti di accesso che potrebbero essere utilizzati per eludere i controlli;
c)
una disposizione sulla responsabilità degli utenti, limitando per quanto possibile l’uso di account utente generici e condivisi e garantendo che gli utenti siano in ogni momento identificabili per le azioni eseguite nei sistemi di TIC;
d)
una disposizione sulle restrizioni di accesso alle risorse TIC, che definisca i controlli e gli strumenti per prevenire l’accesso non autorizzato;
e)
procedure di gestione degli account per concedere, modificare o revocare i diritti di accesso per gli account utente e generici, compresi gli account amministratore generici, che comprendano disposizioni relative a tutti gli aspetti seguenti:
i)
l’assegnazione di ruoli e responsabilità per la concessione, il riesame e la revoca dei diritti di accesso;
ii)
l’assegnazione di accessi privilegiati, di emergenza e di amministratore in base alla necessità di utilizzo o ad hoc per tutti i sistemi di TIC;
iii)
la revoca dei diritti di accesso senza indebito ritardo al termine del rapporto di lavoro o quando l’accesso non è più necessario;
iv)
l’aggiornamento dei diritti di accesso quando sono necessarie modifiche e almeno una volta all’anno per tutti i sistemi di TIC diversi da quelli che supportano funzioni essenziali o importanti e almeno ogni sei mesi per i sistemi di TIC che supportano funzioni essenziali o importanti;
f)
i metodi di autenticazione, che comprendano tutti gli aspetti seguenti:
i)
l’uso di metodi di autenticazione commisurati alla classificazione effettuata in conformità dell’articolo 8, paragrafo 1, del regolamento (UE) 2022/2554 e al profilo di rischio complessivo delle risorse TIC, tenendo conto delle pratiche più avanzate;
ii)
l’uso di metodi di autentificazione robusti, conformemente alle pratiche e alle tecniche più avanzate, per l’accesso remoto alla rete dell’entità finanziaria, per l’accesso privilegiato, per l’accesso alle risorse TIC che supportano funzioni essenziali o importanti o per le risorse TIC accessibili al pubblico;
g)
le misure di controllo degli accessi fisici, tra cui:
i)
l’identificazione e il logging delle persone fisiche autorizzate ad accedere ai locali, ai centri di elaborazione dati, alle aree designate come sensibili dall’entità finanziaria in cui risiedono le risorse TIC e i patrimoni informativi;
ii)
la concessione dei diritti di accesso fisico alle risorse TIC critiche solo alle persone autorizzate, secondo i principi della necessità di sapere e del privilegio minimo, e su base ad hoc;
iii)
il monitoraggio dell’accesso fisico ai locali, ai centri di elaborazione dati e alle aree designate come sensibili dall’entità finanziaria in cui risiedono le risorse TIC, i patrimoni informativi o entrambi;
iv)
il riesame dei diritti di accesso fisico per garantire la revoca tempestiva dei diritti di accesso non necessari.
Ai fini della lettera e), punto i), le entità finanziarie stabiliscono il periodo di conservazione, tenendo conto degli obiettivi aziendali e di sicurezza delle informazioni, dei motivi della registrazione dell’evento nei log e dei risultati della valutazione dei rischi informatici.
Ai fini della lettera e), punto ii), le entità finanziarie utilizzano, ove possibile, account dedicati per lo svolgimento di compiti amministrativi sui sistemi di TIC. Ove possibile e opportuno, le entità finanziarie adottano soluzioni automatizzate per la gestione degli accessi privilegiati.
Ai fini della lettera g), punto i), l’identificazione e il logging sono commisurati all’importanza dei locali, dei centri di elaborazione dati, delle aree designate come sensibili e alla criticità delle operazioni o dei sistemi di TIC ivi ubicati.
Ai fini della lettera g), punto iii), il monitoraggio è commisurato alla classificazione effettuata conformemente all’articolo 8, paragrafo 1, del regolamento (UE) 2022/2554 e alla criticità dell’area cui si accede.
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EULAW
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Articolo 21 Controllo degli accessi
Articolo 21
Nell’ambito del controllo dei diritti di gestione degli accessi, le entità finanziarie elaborano, documentano e attuano una politica che contiene tutti gli elementi seguenti:
a)
l’assegnazione dei diritti di accesso alle risorse TIC in base ai principi della necessità di sapere, della necessità di usare e del privilegio minimo, anche per l’accesso remoto e di emergenza;
b)
una separazione dei compiti, concepita per impedire l’accesso ingiustificato ai dati critici o per impedire l’assegnazione di combinazioni di diritti di accesso che potrebbero essere utilizzati per eludere i controlli;
c)
una disposizione sulla responsabilità degli utenti, limitando per quanto possibile l’uso di account utente generici e condivisi e garantendo che gli utenti siano in ogni momento identificabili per le azioni eseguite nei sistemi di TIC;
d)
una disposizione sulle restrizioni di accesso alle risorse TIC, che definisca i controlli e gli strumenti per prevenire l’accesso non autorizzato;
e)
procedure di gestione degli account per concedere, modificare o revocare i diritti di accesso per gli account utente e generici, compresi gli account amministratore generici, che comprendano disposizioni relative a tutti gli aspetti seguenti:
i)
l’assegnazione di ruoli e responsabilità per la concessione, il riesame e la revoca dei diritti di accesso;
ii)
l’assegnazione di accessi privilegiati, di emergenza e di amministratore in base alla necessità di utilizzo o ad hoc per tutti i sistemi di TIC;
iii)
la revoca dei diritti di accesso senza indebito ritardo al termine del rapporto di lavoro o quando l’accesso non è più necessario;
iv)
l’aggiornamento dei diritti di accesso quando sono necessarie modifiche e almeno una volta all’anno per tutti i sistemi di TIC diversi da quelli che supportano funzioni essenziali o importanti e almeno ogni sei mesi per i sistemi di TIC che supportano funzioni essenziali o importanti;
f)
i metodi di autenticazione, che comprendano tutti gli aspetti seguenti:
i)
l’uso di metodi di autenticazione commisurati alla classificazione effettuata in conformità dell’articolo 8, paragrafo 1, del regolamento (UE) 2022/2554 e al profilo di rischio complessivo delle risorse TIC, tenendo conto delle pratiche più avanzate;
ii)
l’uso di metodi di autentificazione robusti, conformemente alle pratiche e alle tecniche più avanzate, per l’accesso remoto alla rete dell’entità finanziaria, per l’accesso privilegiato, per l’accesso alle risorse TIC che supportano funzioni essenziali o importanti o per le risorse TIC accessibili al pubblico;
g)
le misure di controllo degli accessi fisici, tra cui:
i)
l’identificazione e il logging delle persone fisiche autorizzate ad accedere ai locali, ai centri di elaborazione dati, alle aree designate come sensibili dall’entità finanziaria in cui risiedono le risorse TIC e i patrimoni informativi;
ii)
la concessione dei diritti di accesso fisico alle risorse TIC critiche solo alle persone autorizzate, secondo i principi della necessità di sapere e del privilegio minimo, e su base ad hoc;
iii)
il monitoraggio dell’accesso fisico ai locali, ai centri di elaborazione dati e alle aree designate come sensibili dall’entità finanziaria in cui risiedono le risorse TIC, i patrimoni informativi o entrambi;
iv)
il riesame dei diritti di accesso fisico per garantire la revoca tempestiva dei diritti di accesso non necessari.
Ai fini della lettera e), punto i), le entità finanziarie stabiliscono il periodo di conservazione, tenendo conto degli obiettivi aziendali e di sicurezza delle informazioni, dei motivi della registrazione dell’evento nei log e dei risultati della valutazione dei rischi informatici.
Ai fini della lettera e), punto ii), le entità finanziarie utilizzano, ove possibile, account dedicati per lo svolgimento di compiti amministrativi sui sistemi di TIC. Ove possibile e opportuno, le entità finanziarie adottano soluzioni automatizzate per la gestione degli accessi privilegiati.
Ai fini della lettera g), punto i), l’identificazione e il logging sono commisurati all’importanza dei locali, dei centri di elaborazione dati, delle aree designate come sensibili e alla criticità delle operazioni o dei sistemi di TIC ivi ubicati.
Ai fini della lettera g), punto iii), il monitoraggio è commisurato alla classificazione effettuata conformemente all’articolo 8, paragrafo 1, del regolamento (UE) 2022/2554 e alla criticità dell’area cui si accede.
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EULAW
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Articolo 33 Controllo degli accessi
Articolo 33
Le entità finanziarie di cui all’articolo 16, paragrafo 1, del regolamento (UE) 2022/2554 elaborano, documentano e attuano procedure per il controllo degli accessi logici e fisici e applicano, monitorano e riesaminano periodicamente tali procedure. Le suddette procedure contengono gli elementi di controllo degli accessi logici e fisici seguenti:
a)
i diritti di accesso ai patrimoni informativi, alle risorse TIC e alle loro funzioni supportate, nonché alle sedi operative critiche dell’entità finanziaria sono gestiti in base ai principi della necessità di sapere, della necessità di usare e del privilegio minimo, anche per gli accessi remoti e di emergenza;
b)
la responsabilità degli utenti, che garantisce che gli utenti possano essere identificati per le azioni eseguite nei sistemi di TIC;
c)
le procedure di gestione degli account per concedere, modificare o revocare i diritti di accesso per gli account utente e generici, compresi gli account amministratore generici;
d)
i metodi di autenticazione, commisurati alla classificazione di cui all’articolo 30, paragrafo 1, e al profilo di rischio complessivo delle risorse TIC e basati sulle pratiche più avanzate;
e)
i diritti di accesso sono riesaminati periodicamente e revocati quando non sono più necessari.
Ai fini della lettera c), l’entità finanziaria assegna l’accesso privilegiato, di emergenza e di amministratore in base alla necessità di uso o ad hoc per tutti i sistemi di TIC, e lo registra nei log conformemente all’articolo 34, primo comma, lettera f).
Ai fini della lettera d), le entità finanziarie utilizzano metodi di autentificazione robusti basati sulle pratiche più avanzate per l’accesso remoto alla rete dell’entità finanziaria, per l’accesso privilegiato e per l’accesso alle risorse TIC a supporto di funzioni essenziali o importanti che sono disponibili al pubblico.
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Ticket collegati
- Secure Controls Framework -
"The SCF is the Common Controls Framework™ (CCF), the world's most comprehensive cybersecurity and data privacy metaframework - it is also free to use. The entire concept is building secure, compliant and resilient capabilities in the most efficient and cost-effective manner possible.
The SCF is more than just a unified control catalog, since its included content creates a playbook for Governance, Risk & Compliance (GRC) capabilities. Used globally by organizations of every size, the SCF is a robust and scalable solution for security, compliance and resilience controls. As a comprehensive security framework, the SCF maps 1,400+ controls across 200+ laws, regulations, and industry frameworks so you can implement once and comply everywhere.
Like it or not, cybersecurity is a protracted war on an asymmetric battlefield, where the threats are everywhere and as defenders we have to make the effort to work together to help improve cybersecurity and data privacy practices, since we all suffer when massive data breaches occur or when cyber attacks have physical impacts. Hackers share information on attack methods with other hackers, so why shouldn’t the good guys share information on how to best protect an organization? We decided to take action and make a difference, since we feel it is too important to wait for someone else to fix the problems that exist.
The SCF is made up of volunteers, mainly specialists within the cybersecurity profession, who focus on GRC and the cybersecurity side of data privacy. These are auditors, engineers, architects, incident responders, consultants and other specialists who live and breathe these topics on a daily basis. The end product is "expert-derived content" that makes up the SCF." https://securecontrolsframework.com/
Terms & Conditions
The SCF End User License Agreement (EULA) governs the use of the Secure Controls Framework® (SCF) under the Creative Commons Attribution-No Derivatives 4.0 International Public License.
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