+Article 37 1

Article 37 1

1.   ESMA shall, by decision, impose periodic penalty payments to compel:

(a)

an ESG rating provider to put an end to an infringement in accordance with a decision taken pursuant to Article 35(1), point (c);

(b)

the persons referred to in Article 32(1):

(i)

to supply complete information which has been requested by a decision taken pursuant to Article 32(3);

(ii)

to submit to an investigation and in particular to produce complete records, data, procedures or any other material required and to complete and correct other information provided in an investigation launched by a decision taken pursuant to Article 33(3);

(iii)

to submit to an on-site inspection ordered by a decision taken pursuant to Article 34(4).

1. Panoramica

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1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti

3. Standard correlati

Standard