+Article 33 4.

Article 33 4.

The competent authority may request assistance from the competent authority of another Member State with regard to on-site inspections or investigations.

A requesting competent authority shall inform ESMA of any request referred to in the first subparagraph. In the case of an on-site inspection or investigation with cross-border effect, ESMA shall, where requested to do so by one of the competent authorities, coordinate the inspection or investigation.

Where a competent authority receives a request from a competent authority of another Member State to carry out an on-site inspection or an investigation, it may do any of the following:

(a) 

carry out the on-site inspection or investigation itself;

(b) 

allow the competent authority which submitted the request to participate in an on-site inspection or investigation;

(c) 

allow the competent authority which submitted the request to carry out the on-site inspection or investigation itself;

(d) 

appoint auditors or experts to carry out the on-site inspection or investigation;

(e) 

share specific tasks related to supervisory activities with the other competent authorities.

1. Panoramica

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Titolo Regolamentazione

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti
Fonte Requisito

3. Standard correlati

Standard
Fonte Requisito