+CHAPTER 1 Competences and procedures
---+Article 38a Exercise of ESMA’s powers
---+Article 38b Request for information
------+Article 38b 1.
------+Article 38b 2.
------+Article 38b 3.
------+Article 38b 4.
------+Article 38b 5.
---+Article 38c General investigations
------+Article 38c 1.
------+Article 38c 2.
------+Article 38c 3.
------+Article 38c 4.
------+Article 38c 5.
------+Article 38c 6.
---+Article 38d On-site inspections
------+Article 38d 1.
------+Article 38d 2.
------+Article 38d 3.
------+Article 38d 4.
------+Article 38d 5.
------+Article 38d 6.
------+Article 38d 7.
------+Article 38d 8.
------+Article 38d 9.
------+Article 38d 10.
---+Article 38e Exchange of information
---+Article 38f Professional secrecy
---+Article 38g Supervisory measures by ESMA
------+Article 38g 1.
------+Article 38g 2.
------+Article 38g 3.

CHAPTER 1 Competences and procedures

CHAPTER 1 Competences and procedures

1. Panoramica

,
Titolo Regolamentazione
Article 38a Exercise of ESMA’s powers

Article 38a

Exercise of ESMA’s powers

The powers conferred on ESMA or any official of or other person authorised by ESMA by Articles 38b to 38e shall not be used to require the disclosure of information or documents which are subject to legal privilege.

Article 38b Request for information
Article 38c General investigations
Article 38d On-site inspections
Article 38e Exchange of information

Article 38e

Exchange of information

ESMA and the competent authorities shall, without undue delay, provide each other with the information required for the purposes of carrying out their duties under this Regulation.

Article 38f Professional secrecy

Article 38f

Professional secrecy

The obligation of professional secrecy referred to in Article 76 of Directive 2014/65/EU shall apply to ESMA and all persons who work or who have worked for ESMA or for any other person to whom ESMA has delegated tasks, including auditors and experts contracted by ESMA.

Article 38g Supervisory measures by ESMA

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti
Fonte Requisito

3. Standard correlati

Standard
Fonte Requisito