+TITLE VIa ESMA POWERS AND COMPETENCES
---+CHAPTER 1 Competences and procedures
------+Article 38a Exercise of ESMA’s powers
------+Article 38b Request for information
---------+Article 38b 1.
---------+Article 38b 2.
---------+Article 38b 3.
---------+Article 38b 4.
---------+Article 38b 5.
------+Article 38c General investigations
---------+Article 38c 1.
---------+Article 38c 2.
---------+Article 38c 3.
---------+Article 38c 4.
---------+Article 38c 5.
---------+Article 38c 6.
------+Article 38d On-site inspections
---------+Article 38d 1.
---------+Article 38d 2.
---------+Article 38d 3.
---------+Article 38d 4.
---------+Article 38d 5.
---------+Article 38d 6.
---------+Article 38d 7.
---------+Article 38d 8.
---------+Article 38d 9.
---------+Article 38d 10.
------+Article 38e Exchange of information
------+Article 38f Professional secrecy
------+Article 38g Supervisory measures by ESMA
---------+Article 38g 1.
---------+Article 38g 2.
---------+Article 38g 3.
---+CHAPTER 2 Administrative sanctions and other administrative measures
------+Article 38h Fines
---------+Article 38h 1.
---------+Article 38h 2.
---------+Article 38h 3.
------+Article 38i Periodic penalty payments
---------+Article 38i 1.
---------+Article 38i 2.
---------+Article 38i 3.
---------+Article 38i 4.
------+Article 38j Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
---------+Article 38j 1.
---------+Article 38j 2.
---------+Article 38j 3.
---------+Article 38j 4.
---------+Article 38j 5.
------+Article 38k Procedural rules for taking supervisory measures and imposing fines
---------+Article 38k 1.
---------+Article 38k 2.
---------+Article 38k 3.
---------+Article 38k 4.
---------+Article 38k 5.
---------+Article 38k 6.
---------+Article 38k 7.
---------+Article 38k 8.
---------+Article 38k 9.
---------+Article 38k 10.
---------+Article 38k 11.
------+Article 38l Hearing of the persons concerned
---------+Article 38l 1.
---------+Article 38l 2.
------+Article 38m Review by the Court of Justice
------+Article 38n Authorisation and supervisory fees
---------+Article 38n 1.
---------+Article 38n 2.
---------+Article 38n 3.
------+Article 38o Delegation of tasks by ESMA to competent authorities
---------+Article 38o 1.
---------+Article 38o 2.
---------+Article 38o 3.
---------+Article 38o 4.
---------+Article 38o 5.
|
TITLE VIa ESMA POWERS AND COMPETENCES
TITLE VIa ESMA POWERS AND COMPETENCES
1. Panoramica
1.1 Riferimenti
1.2 Requisiti identificati
1.3 Standard correlati
2. Requisiti identificati
Requisiti
| Fonte |
Requisito |
3. Standard correlati
|