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TITLE VII PRUDENTIAL SUPERVISION
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Regulation - CHAPTER 1 Principles of prudential supervision
+CHAPTER 1 Principles of prudential supervision
---+Section I Competence and duties of home and host Member States
------+Article 49 Competence of the competent authorities of the home and host Member States
---------+Article 49 1.
---------+Article 49 2.
---------+Article 49 3.
------+Article 50 Collaboration concerning supervision
---------+Article 50 1.
---------+Article 50 2.
---------+Article 50 3.
---------+Article 50 4.
---------+Article 50 5.
---------+Article 50 6.
---------+Article 50 7.
---------+Article 50 8.
------+Article 51 Significant branches
---------+Article 51 1.
---------+Article 51 2.
---------+Article 51 3.
---------+Article 51 4.
---------+Article 51 5.
---------+Article 51 6.
------+Article 52 On-the-spot checking and inspection of branches established in another Member State
---------+Article 52 1.
---------+Article 52 2.
---------+Article 52 3.
---------+Article 52 4.
---+Section II Exchange of information and professional secrecy
------+Article 53 Professional secrecy
---------+Article 53 1.
---------+Article 53 2.
---------+Article 53 3.
------+Article 54 Use of confidential information
------+Article 54a
------+Article 55 Cooperation agreements
------+Article 56 Exchange of information between authorities
------+Article 57 Exchange of information with oversight bodies
---------+Article 57 1.
---------+Article 57 2.
---------+Article 57 3.
---------+Article 57 4.
---------+Article 57 5.
---------+Article 57 6.
------+Article 58 Transmission of information concerning monetary, deposit protection, systemic and payment aspects
---------+Article 58 1.
---------+Article 58 2.
---------+Article 58 3.
---------+Article 58 4.
------+Article 58a Transmission of information to international bodies
---------+Article 58a 1.
---------+Article 58a 2.
---------+Article 58a 3.
---------+Article 58a 4.
------+Article 59 Transmission of information to other entities
---------+Article 59 1.
---------+Article 59 2.
------+Article 60 Disclosure of information obtained by on-the-spot checks and inspections
------+Article 61 Disclosure of information concerning clearing and settlement services
---------+Article 61 1.
---------+Article 61 2.
------+Article 62 Processing of personal data
---+Section III Duty of persons responsible for the legal control of annual and consolidated accounts
------+Article 63 Duty of persons responsible for the legal control of annual and consolidated accounts
---------+Article 63 1.
---------+Article 63 2.
---+Section IV Supervisory powers, powers to impose penalties and right of appeal
------+Article 64 Supervisory powers and powers to impose penalties
---------+Article 64 1.
---------+Article 64 2.
---------+Article 64 3.
------+Article 65 Administrative penalties, periodic penalty payments and other administrative measures
---------+Article 65 1.
---------+Article 65 2.
---------+Article 65 3.
---------+Article 65 4.
---------+Article 65 5.
------+Article 66 Administrative penalties, periodic penalty payments and other administrative measures for breaches of authorisation requirements and requirements for acquisitions or divestiture of material holdings, material transfers of assets and liabilities, mergers or divisions
---------+Article 66 1.
---------+Article 66 2.
---------+Article 66 3.
---------+Article 66 4.
------+Article 67 Other provisions
---------+Article 67 1.
---------+Article 67 2.
---------+Article 67 3.
---------+Article 67 4.
------+Article 68 Publication of administrative penalties
---------+Article 68 1.
---------+Article 68 2.
---------+Article 68 3.
---------+Article 68 4.
------+Article 69 Exchange of information on penalties and maintenance of a central database by EBA
---------+Article 69 1.
---------+Article 69 2.
---------+Article 69 3.
---------+Article 69 4.
------+Article 70 Effective application of administrative penalties and other administrative measures, and exercise of powers to impose penalties by competent authorities
---------+Article 70 1.
---------+Article 70 2.
---------+Article 70 3.
---------+Article 70 4.
---------+Article 70 5.
------+Article 71 Reporting of breaches
---------+Article 71 1.
---------+Article 71 2.
---------+Article 71 3.
------+Article 72 Right of appeal
CHAPTER 1 Principles of prudential supervision
CHAPTER 1 Principles of prudential supervision
1. Panoramica
Titolo
Regolamentazione
Section I Competence and duties of home and host Member States
Section I Competence and duties of home and host Member States
Section II Exchange of information and professional secrecy
Section II Exchange of information and professional secrecy
Section III Duty of persons responsible for the legal control of annual and consolidated accounts
Section III Duty of persons responsible for the legal control of annual and consolidated accounts
Section IV Supervisory powers, powers to impose penalties and right of appeal
Section IV Supervisory powers, powers to impose penalties and right of appeal
,
1.1 Riferimenti
1.2 Requisiti identificati
1.3 Standard correlati
2. Requisiti identificati
Requisiti
Fonte
Requisito
3. Standard correlati
Standard
Fonte
Requisito
Builddate: 11.07.2026 00:00:00 -Doknr: CELEX:32013L0036
EULAW
-
European Regulation published on
http://eur-lex.europa.eu/