+Section II Financial holding companies, mixed financial holding companies and mixed-activity holding companies
---+Article 119 Inclusion of holding companies in consolidated supervision
------+Article 119 1.
------+Article 119 2.
------+Article 119 3.
---+Article 120 Supervision of mixed financial holding companies
------+Article 120 1.
------+Article 120 2.
------+Article 120 3.
------+Article 120 4.
---+Article 121 Qualification of members of the management body
---+Article 122 Requests for information and inspections
------+Article 122 1.
------+Article 122 2.
---+Article 123 Supervision
------+Article 123 1.
------+Article 123 2.
---+Article 124 Exchange of information
------+Article 124 1.
------+Article 124 2.
------+Article 124 3.
---+Article 125 Cooperation
------+Article 125 1.
------+Article 125 2.
------+Article 125 3.
---+Article 126 Penalties
---+Article 127 Assessment of equivalence of third countries’ consolidated supervision
------+Article 127 1.
------+Article 127 2.
------+Article 127 3.

Section II Financial holding companies, mixed financial holding companies and mixed-activity holding companies

Section II Financial holding companies, mixed financial holding companies and mixed-activity holding companies

1. Panoramica

,
Titolo Regolamentazione
Article 119 Inclusion of holding companies in consolidated supervision
Article 120 Supervision of mixed financial holding companies
Article 121 Qualification of members of the management body

Article 121

Qualification of members of the management body

Member States shall require that the members of the management body of a financial holding company or mixed financial holding company, other than those that have been granted approval in accordance with Article 21a(1), be of sufficiently good repute and possess sufficient knowledge, skills and experience as referred to in Article 91(1) to perform those duties, taking into account the specific role of a financial holding company or mixed financial holding company. The financial holding companies or mixed financial holding companies shall have the primary responsibility for ensuring the suitability of the members of their management body.

Article 122 Requests for information and inspections
Article 123 Supervision
Article 124 Exchange of information
Article 125 Cooperation
Article 126 Penalties

Article 126

Penalties

In accordance with Chapter 1, Section IV of this Title, Member States shall ensure that administrative penalties or other administrative measures aiming to end observed breaches or the causes of such breaches may be imposed on financial holding companies, mixed financial holding companies, and mixed-activity holding companies, or their effective managers, that breach laws, regulations or administrative provisions transposing this Chapter.

Article 127 Assessment of equivalence of third countries’ consolidated supervision

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti
Fonte Requisito

3. Standard correlati

Standard
Fonte Requisito