+4. The relevant NCB may also require reporting agents to report data for fields 3b, 8, 9, 10 and …

4. The relevant NCB may also require reporting agents to report data for fields 3b, 8, 9, 10 and …

The relevant NCB may also require reporting agents to report data for fields 3b, 8, 9, 10 and 11.

In the case of (b) the following rules apply:

1.	Data for fields 4, 12, 13, 14, 15 must be reported.

2.	Data for either field 5 or both fields 10 and 16 must be reported.

3.	The relevant NCB may also require reporting agents to report data for fields 8, 9 and 11.

Field

Title

Security identifier code

Number of units or aggregated nominal value

Price

Quotation basis

Total amount at market value

Financial transactions

Securities purchased

Securities sold

Currency in which the security is recorded

Other changes in volume at nominal value

Other changes in volume at market value

Portfolio investment or direct investment

Instrument (with financial transaction classification):

—	debt securities (F.3)

—	equity (F.51)

—	o/w listed shares (F.511)

—	o/w unlisted shares (F.512)

—	o/w other equity (F.519)

—	investment funds shares or units (F.52)

Issue date and maturity date for debt securities. Alternatively, breakdown by maturity brackets as follows: original maturity up to one year, one to two years, over two years and remaining maturity up to one year, one to two years, two to five years, over five years.

Sector or subsector of the issuer:

—	central bank (S.121)

—	deposit-taking corporations except the central bank (S.122)

—	money market funds (S.123)

—	investment funds except money market funds (S.124)

—	other financial intermediaries, except insurance corporations and pension funds (excluding financial vehicle corporations engaged in securitisation transactions) + financial auxiliaries + captive financial institutions and money lenders (S.125 excluding FVCs + S.126 + S.127)

—	financial vehicle corporations engaged in securitisation transactions (a subdivision of S.125)

—	ICs (S.128)

—	pension funds (S.129)

—	non-financial corporations (S.11)

—	general government (S.13)

—	households and non-profit institutions serving households (S.14 + S.15) (5)

Issuer country

Revaluation adjustments

Table 3a

Quarterly revaluation adjustments or financial transactions

Total

Euro area

Rest of the world

Domestic

Euro area Member States other than domestic

(country-by-country information)

Total

Non-participating Member States

(country-by-country information)

Main counterparties outside the European Union

(country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA)

ASSETS (F)

1.	Currency and deposits (ESA 2010: F.21 + F.22 + F.29) — fair value

up to 1 year (remaining until maturity)

over 1 year (remaining until maturity)

1x.	Currency and deposits o/w transferable deposits (F.22)

1.	Currency and deposits (ESA 2010: F.21 + F.22 + F.29) — nominal value

2.	Debt securities (ESA 2010: F.3)

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

up to 1 year (original maturity)

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

1-2 years (original maturity)

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

over 2 years (original maturity)

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

up to 1 year (remaining until maturity)

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

1-2 years (remaining until maturity)

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

2-5 years (remaining until maturity)

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

Over 5 years (remaining until maturity)

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

issued by HHs & NPISHs

MINIMUM

3.	Loans (ESA 2010: F.4) — fair value

original maturity up to 1 year — fair value

MINIMUM

to MFIs

to GG

to IFs

to OFIs

to ICs

to PFs

to NFCs

to HHs & NPISHs

original maturity 1-5 years — fair value

MINIMUM

to MFIs

to GG

to IFs

to OFIs

to ICs

to PFs

to NFCs

to HHs & NPISHs

original maturity over 5 years — fair value

MINIMUM

to MFIs

to GG

to IFs

to OFIs

to ICs

to PFs

to NFCs

to HHs & NPISHs

up to 1 year remaining until maturity — fair value

MINIMUM

1-2 years remaining until maturity — fair value

MINIMUM

2-5 years remaining until maturity — fair value

MINIMUM

over 5 years remaining until maturity — fair value

MINIMUM

3x.	Loans o/w deposit guarantees in connection with reinsurance business — fair value

MINIMUM

3.	Loans (ESA 2010: F.4) — nominal value

original maturity up to 1 year — nominal value

MINIMUM

original maturity 1-5 years — nominal value

MINIMUM

original maturity over 5 years — nominal value

MINIMUM

4.	Equity (ESA 2010: F.51)

4a.	Equity o/w listed shares

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

4b.	Equity o/w unlisted shares

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

4c.	Equity o/w other equity

MINIMUM

issued by MFIs

MINIMUM

issued by GG

MINIMUM

issued by OFIs

MINIMUM

issued by ICs

MINIMUM

issued by PFs

MINIMUM

issued by NFCs

MINIMUM

5.	Investment funds shares/units (ESA 2010: F.52)

5a.	MMF shares/units

5b.	Non-MMF shares/units

MINIMUM

6.	Financial derivatives (ESA 2010: F.7)

7.	Non-life insurance technical reserves (ESA 2010: F.61) (6)

MINIMUM

8.	Non-financial assets (ESA 2010: AN)

MINIMUM

9.	Remaining assets

10.	Total assets

Abbreviations used in this table: o/w = of which, MFI = monetary financial institution, GG = general government, IF = investment fund, OFI = other financial intermediary, IC=insurance corporation, PF = pension fund, NFC = non-financial corporation, HH = household, NPISH = non-profit institution serving households, MMF = money market fund

IC's report: fields are marked ‘MINIMUM’ where data on instrument categories is not collected on an item-by-item basis. NCBs may extend this practice to data fields that do not contain the word ‘MINIMUM’.

Table 3b

Quarterly revaluation adjustments or financial transactions

Total

Euro area

Rest of the world

Domestic

Euro area Member States other than domestic

(country-by-country information)

Total

Non-participating Member States

(country-by-country information)

Main counterparties outside the European Union (Comments for previous tables apply)

(country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA)

LIABILITIES (F)

1.	Debt securities issued (ESA 2010: F.3)

MINIMUM

2.	Loans (ESA 2010: F.4)

MINIMUM

issued by monetary financial institutions (MFIs) (7)

issued by non-MFIs (7)

2.x.	Loans o/w deposit guarantees in connection with reinsurance business

MINIMUM

3.	Equity (ESA 2010: F.51)

3a.	Equity o/w listed shares

3b.	Equity o/w unlisted shares

3c.	Equity o/w other equity

4	Insurance technical reserves (ESA 2010: F.6) (8)

4.1	Life insurance technical reserves

o/w unit-linked

MINIMUM

o/w non-unit linked

o/w Pension entitlements

MINIMUM

o/w defined contribution schemes

o/w defined benefit schemes

o/w hybrid schemes

4.2	Non-life insurance technical reserves

by line of business

Medical expense insurance

Income protection insurance

Workers' compensation insurance

Motor vehicle liability insurance

Other motor insurance

Marine, aviation and transport insurance

Fire and other damage to property insurance

General liability insurance

Credit and suretyship insurance

Legal expenses insurance

Assistance

Miscellaneous financial loss

Reinsurance

5	Financial derivatives (ESA 2010: F.7)

MINIMUM

6	Remaining liabilities

IC's report: fields are marked ‘MINIMUM’ where data on instrument categories is not collected on an item-by-item basis. The NCBs may extend this practice to data fields that do not contain the word ‘MINIMUM’.

Table 4

Annual premiums, claims and commissions

Total (9)

Of which: domestic

Of which: branches inside the EEA (country-by-country information)

Of which: branches outside the EEA (total)

Premiums

Claims

3.	Commissions

(1) If the reporting agent is not in a position to directly identify the residence of the counterparty, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).

(2) Unless annual frequency indicated.

(3) In the case of non-euro area Member States, ‘MFIs’ and ‘non-MFIs’ refer to ‘banks’ and ‘non-banks’.

(4) If the reporting agent is not in a position to directly identify the information, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).

(5) The relevant NCB may require reporting agents to separately identify the subsectors ‘households’ (S.14) and ‘non-profit institutions serving households’

(6) If the reporting agent is not in a position to directly identify the residence of the counterparty, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).

(7) In the case of non-euro area Member States, ‘MFIs’ and ‘non-MFIs’ refer to ‘banks’ and ‘non-banks’.

(8) If the reporting agent is not in a position to directly identify the residence of the counterparty, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).

(9) The total includes business carried out by exercising the freedom to provide services under Article 56 of the Treaty.

1. Panoramica

Titolo	Regolamentazione

1.1 Riferimenti

1.2 Requisiti identificati

1.3 Standard correlati

2. Requisiti identificati

Requisiti
Fonte	Requisito

3. Standard correlati

Standard
Fonte	Requisito

Builddate: 20.12.2014 00:00:00 -Doknr: CELEX:32014R1374
EULAW -
European Regulation published on http://eur-lex.europa.eu/