+4. The relevant NCB may also require reporting agents to report data for fields 3b, 8, 9, 10 and …
|
4. The relevant NCB may also require reporting agents to report data for fields 3b, 8, 9, 10 and …
|
4.
|
The relevant NCB may also require reporting agents to report data for fields 3b, 8, 9, 10 and 11.
In the case of (b) the following rules apply:
|
1.
|
Data for fields 4, 12, 13, 14, 15 must be reported.
|
|
2.
|
Data for either field 5 or both fields 10 and 16 must be reported.
|
|
3.
|
The relevant NCB may also require reporting agents to report data for fields 8, 9 and 11.
|
|
Field
|
Title
|
|
1
|
Security identifier code
|
|
2
|
Number of units or aggregated nominal value
|
|
3
|
Price
|
|
3b
|
Quotation basis
|
|
4
|
Total amount at market value
|
|
5
|
Financial transactions
|
|
6
|
Securities purchased
|
|
7
|
Securities sold
|
|
8
|
Currency in which the security is recorded
|
|
9
|
Other changes in volume at nominal value
|
|
10
|
Other changes in volume at market value
|
|
11
|
Portfolio investment or direct investment
|
|
12
|
Instrument (with financial transaction classification):
|
—
|
o/w listed shares (F.511)
|
|
—
|
o/w unlisted shares (F.512)
|
|
—
|
o/w other equity (F.519)
|
|
—
|
investment funds shares or units (F.52)
|
|
|
13
|
Issue date and maturity date for debt securities. Alternatively, breakdown by maturity brackets as follows: original maturity up to one year, one to two years, over two years and remaining maturity up to one year, one to two years, two to five years, over five years.
|
|
14
|
Sector or subsector of the issuer:
|
—
|
deposit-taking corporations except the central bank (S.122)
|
|
—
|
money market funds (S.123)
|
|
—
|
investment funds except money market funds (S.124)
|
|
—
|
other financial intermediaries, except insurance corporations and pension funds (excluding financial vehicle corporations engaged in securitisation transactions) + financial auxiliaries + captive financial institutions and money lenders (S.125 excluding FVCs + S.126 + S.127)
|
|
—
|
financial vehicle corporations engaged in securitisation transactions (a subdivision of S.125)
|
|
—
|
non-financial corporations (S.11)
|
|
—
|
general government (S.13)
|
|
—
|
households and non-profit institutions serving households (S.14 + S.15) (5)
|
|
|
15
|
Issuer country
|
|
16
|
Revaluation adjustments
|
|
Table 3a
Quarterly revaluation adjustments or financial transactions
|
|
Total
|
Euro area
|
Rest of the world
|
|
Domestic
|
Euro area Member States other than domestic
|
Euro area Member States other than domestic
(country-by-country information)
|
Total
|
Non-participating Member States
(country-by-country information)
|
Main counterparties outside the European Union
(country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA)
|
|
ASSETS (F)
|
|
|
1.
|
Currency and deposits (ESA 2010: F.21 + F.22 + F.29) — fair value
|
|
|
|
|
|
|
|
|
|
|
|
up to 1 year (remaining until maturity)
|
|
|
|
|
|
|
|
|
over 1 year (remaining until maturity)
|
|
|
|
|
|
|
|
|
1x.
|
Currency and deposits o/w transferable deposits (F.22)
|
|
|
|
|
|
|
|
|
|
1.
|
Currency and deposits (ESA 2010: F.21 + F.22 + F.29) — nominal value
|
|
|
|
|
|
|
|
|
|
2.
|
Debt securities (ESA 2010: F.3)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
issued by MFIs
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by GG
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by OFIs
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by ICs
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by PFs
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by NFCs
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by HHs & NPISHs
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
up to 1 year (original maturity)
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by GG
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by OFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by ICs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by PFs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by NFCs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by HHs & NPISHs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
1-2 years (original maturity)
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by GG
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by OFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by ICs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by PFs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by NFCs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by HHs & NPISHs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
over 2 years (original maturity)
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by GG
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by OFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by ICs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by PFs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by NFCs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by HHs & NPISHs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
up to 1 year (remaining until maturity)
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by GG
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by OFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by ICs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by PFs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by NFCs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by HHs & NPISHs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
1-2 years (remaining until maturity)
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by GG
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by OFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by ICs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by PFs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by NFCs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by HHs & NPISHs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
2-5 years (remaining until maturity)
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by GG
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by OFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by ICs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by PFs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by NFCs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by HHs & NPISHs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
Over 5 years (remaining until maturity)
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by GG
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by OFIs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by ICs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by PFs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by NFCs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
issued by HHs & NPISHs
|
|
MINIMUM
|
MINIMUM
|
|
|
|
|
|
3.
|
Loans (ESA 2010: F.4) — fair value
|
|
|
|
|
|
|
|
|
|
|
|
original maturity up to 1 year — fair value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
|
|
to MFIs
|
|
|
|
|
|
|
|
|
to GG
|
|
|
|
|
|
|
|
|
to IFs
|
|
|
|
|
|
|
|
|
to OFIs
|
|
|
|
|
|
|
|
|
to ICs
|
|
|
|
|
|
|
|
|
to PFs
|
|
|
|
|
|
|
|
|
to NFCs
|
|
|
|
|
|
|
|
|
to HHs & NPISHs
|
|
|
|
|
|
|
|
|
original maturity 1-5 years — fair value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
|
|
to MFIs
|
|
|
|
|
|
|
|
|
to GG
|
|
|
|
|
|
|
|
|
to IFs
|
|
|
|
|
|
|
|
|
to OFIs
|
|
|
|
|
|
|
|
|
to ICs
|
|
|
|
|
|
|
|
|
to PFs
|
|
|
|
|
|
|
|
|
to NFCs
|
|
|
|
|
|
|
|
|
to HHs & NPISHs
|
|
|
|
|
|
|
|
|
original maturity over 5 years — fair value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
|
|
to MFIs
|
|
|
|
|
|
|
|
|
to GG
|
|
|
|
|
|
|
|
|
to IFs
|
|
|
|
|
|
|
|
|
to OFIs
|
|
|
|
|
|
|
|
|
to ICs
|
|
|
|
|
|
|
|
|
to PFs
|
|
|
|
|
|
|
|
|
to NFCs
|
|
|
|
|
|
|
|
|
to HHs & NPISHs
|
|
|
|
|
|
|
|
|
up to 1 year remaining until maturity — fair value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
1-2 years remaining until maturity — fair value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
2-5 years remaining until maturity — fair value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
over 5 years remaining until maturity — fair value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
3x.
|
Loans o/w deposit guarantees in connection with reinsurance business — fair value
|
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
3.
|
Loans (ESA 2010: F.4) — nominal value
|
|
|
|
|
|
|
|
|
|
|
|
original maturity up to 1 year — nominal value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
original maturity 1-5 years — nominal value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
original maturity over 5 years — nominal value
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
4.
|
Equity (ESA 2010: F.51)
|
|
|
|
|
|
|
|
|
|
4a.
|
Equity o/w listed shares
|
|
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by GG
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by OFIs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by ICs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by PFs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by NFCs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
4b.
|
Equity o/w unlisted shares
|
|
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by GG
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by OFIs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by ICs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by PFs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by NFCs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
4c.
|
Equity o/w other equity
|
|
|
|
|
|
MINIMUM
|
|
MINIMUM
|
|
|
|
issued by MFIs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by GG
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by OFIs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by ICs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by PFs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
issued by NFCs
|
|
MINIMUM
|
|
MINIMUM
|
|
MINIMUM
|
|
|
5.
|
Investment funds shares/units (ESA 2010: F.52)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
6.
|
Financial derivatives (ESA 2010: F.7)
|
|
|
|
|
|
|
|
|
|
7.
|
Non-life insurance technical reserves (ESA 2010: F.61)
(6)
|
|
|
MINIMUM
|
MINIMUM
|
|
MINIMUM
|
|
|
|
8.
|
Non-financial assets (ESA 2010: AN)
|
|
MINIMUM
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Abbreviations used in this table: o/w = of which, MFI = monetary financial institution, GG = general government, IF = investment fund, OFI = other financial intermediary, IC=insurance corporation, PF = pension fund, NFC = non-financial corporation, HH = household, NPISH = non-profit institution serving households, MMF = money market fund
IC's report: fields are marked ‘MINIMUM’ where data on instrument categories is not collected on an item-by-item basis. NCBs may extend this practice to data fields that do not contain the word ‘MINIMUM’.
|
Table 3b
Quarterly revaluation adjustments or financial transactions
|
|
Total
|
Euro area
|
Rest of the world
|
|
Domestic
|
Euro area Member States other than domestic
|
Euro area Member States other than domestic
(country-by-country information)
|
Total
|
Non-participating Member States
(country-by-country information)
|
Main counterparties outside the European Union (Comments for previous tables apply)
(country-by-country information for Brazil, Canada, China, Hong Kong, India, Japan, Russia, Switzerland, USA)
|
|
LIABILITIES (F)
|
|
|
1.
|
Debt securities issued (ESA 2010: F.3)
|
|
MINIMUM
|
|
|
|
|
|
|
|
|
MINIMUM
|
|
|
|
|
|
|
|
|
|
issued by monetary financial institutions (MFIs) (7)
|
|
|
|
|
|
|
|
|
issued by non-MFIs (7)
|
|
|
|
|
|
|
|
|
2.x.
|
Loans o/w deposit guarantees in connection with reinsurance business
|
|
MINIMUM
|
|
|
|
|
|
|
|
3.
|
Equity (ESA 2010: F.51)
|
|
|
|
|
|
|
|
|
|
3a.
|
Equity o/w listed shares
|
|
|
|
|
|
|
|
|
|
3b.
|
Equity o/w unlisted shares
|
|
|
|
|
|
|
|
|
|
3c.
|
Equity o/w other equity
|
|
|
|
|
|
|
|
|
|
4
|
Insurance technical reserves (ESA 2010: F.6)
(8)
|
|
|
|
|
|
|
|
|
|
4.1
|
Life insurance technical reserves
|
|
|
|
|
|
|
|
|
|
|
|
o/w unit-linked
|
MINIMUM
|
|
|
|
|
|
|
|
o/w non-unit linked
|
|
|
|
|
|
|
|
|
o/w Pension entitlements
|
MINIMUM
|
|
|
|
|
|
|
|
o/w defined contribution schemes
|
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o/w defined benefit schemes
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o/w hybrid schemes
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4.2
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Non-life insurance technical reserves
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|
|
|
|
|
|
|
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|
|
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by line of business
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|
|
|
|
|
|
|
|
Medical expense insurance
|
|
|
|
|
|
|
|
|
Income protection insurance
|
|
|
|
|
|
|
|
|
Workers' compensation insurance
|
|
|
|
|
|
|
|
|
Motor vehicle liability insurance
|
|
|
|
|
|
|
|
|
Other motor insurance
|
|
|
|
|
|
|
|
|
Marine, aviation and transport insurance
|
|
|
|
|
|
|
|
|
Fire and other damage to property insurance
|
|
|
|
|
|
|
|
|
General liability insurance
|
|
|
|
|
|
|
|
|
Credit and suretyship insurance
|
|
|
|
|
|
|
|
|
Legal expenses insurance
|
|
|
|
|
|
|
|
|
Assistance
|
|
|
|
|
|
|
|
|
Miscellaneous financial loss
|
|
|
|
|
|
|
|
|
Reinsurance
|
|
|
|
|
|
|
|
|
5
|
Financial derivatives (ESA 2010: F.7)
|
|
MINIMUM
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IC's report: fields are marked ‘MINIMUM’ where data on instrument categories is not collected on an item-by-item basis. The NCBs may extend this practice to data fields that do not contain the word ‘MINIMUM’.
|
Table 4
Annual premiums, claims and commissions
|
|
Total (9)
|
|
|
|
|
Of which: domestic
|
Of which: branches inside the EEA (country-by-country information)
|
Of which: branches outside the EEA (total)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(1) If the reporting agent is not in a position to directly identify the residence of the counterparty, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).
(2) Unless annual frequency indicated.
(3) In the case of non-euro area Member States, ‘MFIs’ and ‘non-MFIs’ refer to ‘banks’ and ‘non-banks’.
(4) If the reporting agent is not in a position to directly identify the information, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).
(5) The relevant NCB may require reporting agents to separately identify the subsectors ‘households’ (S.14) and ‘non-profit institutions serving households’
(6) If the reporting agent is not in a position to directly identify the residence of the counterparty, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).
(7) In the case of non-euro area Member States, ‘MFIs’ and ‘non-MFIs’ refer to ‘banks’ and ‘non-banks’.
(8) If the reporting agent is not in a position to directly identify the residence of the counterparty, it may derive approximations or, alternatively, report other information requested by the relevant NCB so that the relevant NCB can derive approximations (as provided for by Part 2 of Annex I to this Regulation).
(9) The total includes business carried out by exercising the freedom to provide services under Article 56 of the Treaty.
1. Prezentare generală
1.1 Referințe
1.2 Cerințe identificate
1.3 Standarde asociate
2. Cerințe identificate
3. Standarde asociate
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