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+Article 102 4. |
Article 102 4.The competent authorities receiving confidential information under paragraphs 1 or 2 may use the information only in the course of their duties for the purposes of:
(a)
checking that the conditions governing the taking-up of business of UCITS or of undertakings contributing towards their business activity are met and facilitating the monitoring of the conduct of that business, administrative and accounting procedures and internal-control mechanisms;
(b)
imposing penalties;
(c)
conducting administrative appeals against decisions by the competent authorities; and
(d)
pursuing court proceedings initiated under Article 107(2). 1. Apžvalga
1.1 Nuorodos1.2 Nustatyti reikalavimai1.3 Susiję standartai2. Nustatyti reikalavimai
3. Susiję standartai
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