215. Through the assessment of inherent Risk-to-Firm, competent authorities should determine the …

Through the assessment of inherent Risk-to-Firm, competent authorities should determine the main drivers and evaluate the significance of the prudential impact of this risk for the investment firm. The assessment of inherent Risk-to-Firm should therefore be structured around the following main steps:

• a. preliminary assessment;
• b. assessment of the nature and scale of investment activities that incur a risk for the investment firm;
• c. assessment of the systems and processes regarding these activities.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.