267. Competent authorities should do this by determining and setting the amount of additional own …

Competent authorities should do this by determining and setting the amount of additional own funds the investment firm is required to hold to cover risks and elements of risks the investment firm is exposed to or poses to others, that are not covered or not sufficiently covered by Parts Three and Four of Regulation (EU) 2019/2033. Where necessary, competent authorities should determine additional own funds requirement to address deficiencies in investment firm’s governance and control mechanisms, internal models used for regulatory purposes, prudent valuation of the trading book, or to address the investment firms’ repeated failure to maintain adequate level of additional own funds guidance. Additional own funds requirement should be met by the investment firm at all times.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.