+294. Where an investment firm that does not meet the conditions for qualifying as small and …
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294. Where an investment firm that does not meet the conditions for qualifying as small and …
Where an investment firm that does not meet the conditions for qualifying as small and non-interconnected set out in Article 12(1) of Regulation (EU) 2019/2033, repeatedly fails to establish or maintain an adequate level of own funds to cover the guidance on additional own funds communicated in accordance with Article 41(1) of Directive (EU) 2019/2034, competent authorities should set additional own funds requirement to cover that additional risk not later than two years after the breach of guidance. Competent authorities may postpone that decision where they allow the investment firm to operate below the level of guidance due to cyclical economic fluctuations or other firm-specific circumstances.
1. Pārskats
1.1 Atsauces
1.2 Identificētās prasības
1.3 Saistītie standarti
2. Identificētās prasības
3. Saistītie standarti
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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