377. Notwithstanding the requirements referred to in the previous paragraph, competent authorities …

Notwithstanding the requirements referred to in the previous paragraph, competent authorities may, on the basis of the vulnerabilities and deficiencies identified in the assessment of SREP elements, impose additional capital measures including:

• a. requiring the investment firm to use net profits to strengthen own funds in accordance with Article 39(2), point (h) of Directive (EU) 2019/2034;
• b. restricting or prohibiting distributions or interest payments by the investment firm to shareholders, members or holders of additional Tier 1 instruments where such prohibition does not constitute an event of default of the investment firm in accordance with Article 39(2), point (i) of Directive (EU) 2019/2034; and/or
• c. requiring the investment firm to apply a specific provisioning policy or treatment of assets in terms of own funds requirements in accordance with Article 39(2), point (d) of Directive (EU) 2013/2034.

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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