396. In accordance with Article 39(2), point (e) of Directive (EU) 2019/2034, competent authorities …

In accordance with Article 39(2), point (e) of Directive (EU) 2019/2034, competent authorities may:

a. restrict investment in certain products when the investment firm’s policies and procedures do not ensure that the risk from those products will be adequately covered and controlled;
b. require the investment firm to present a plan to reduce its exposures to distressed assets and/or illiquid positions gradually; and/or
c. require the divestment of financial products, including where the valuation processes of the investment firm do not produce conservative valuations.

1. Pārskats

Nosaukums	Regulējums

Prasības
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Standarti
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